Ng Frank 4
4 · Allied Esports Entertainment, Inc. · Filed Aug 17, 2020
Insider Transaction Report
Form 4
Ng Frank
DirectorCEO
Transactions
- Sale
Common Stock
2020-08-14$1.60/sh−44,310$70,781→ 195,040 total - Sale
Common Stock
2020-08-17$1.56/sh−23,584$36,885→ 171,456 total - Sale
Common Stock
2020-08-13$1.72/sh−36,274$62,210→ 239,350 total
Footnotes (5)
- [F1]The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated August 13, 2020.
- [F2]The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.61 to $1.79, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.
- [F3]The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.53 to $1.74, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.
- [F4]The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.53 to $1.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.
- [F5]Includes 67,285 shares issued to the reporting person pursuant to restricted stock grants. Restrictions lapse on 3,534 shares on 9/20/2020; 17,668 shares on 11/12/2020; and 46,083 shares on 8/18/2021.