4//SEC Filing
PLISKA ADAM J 4
Accession 0001179110-20-009201
CIK 0001708341other
Filed
Aug 19, 8:00 PM ET
Accepted
Aug 20, 5:11 PM ET
Size
12.8 KB
Accession
0001179110-20-009201
Insider Transaction Report
Form 4
PLISKA ADAM J
DirectorPresident
Transactions
- Sale
Common Stock
2020-08-18$1.41/sh−172,580$243,303→ 233,201 total - Sale
Common Stock
2020-08-19$2.63/sh−20,000$52,536→ 213,201 total - Sale
Common Stock
2020-08-19$2.62/sh−30,000$78,615→ 183,201 total - Sale
Common Stock
2020-08-19$2.63/sh−5,723$15,050→ 177,478 total - Sale
Common Stock
2020-08-19$1.70/sh−15,213$25,894→ 162,265 total
Footnotes (6)
- [F1]The sales of common stock reflected in this Form 4 are pursuant to a Rule 10b-5 trading plans dated August 13, 2020 and August 18, 2020.
- [F2]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.31 to $1.55, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.
- [F3]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.62 to $2.63, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.
- [F4]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.61 to $2.63, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.
- [F5]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.68 to $1.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.
- [F6]Includes 19,472 shares issued to the reporting person pursuant to restricted stock grants. Restrictions lapse on 3,534 shares on 9/20/2020; 4,417 shares on 11/12/2020; and 11,521 shares on 8/18/2021.
Documents
Issuer
Allied Esports Entertainment, Inc.
CIK 0001708341
Entity typeother
Related Parties
1- filerCIK 0001431523
Filing Metadata
- Form type
- 4
- Filed
- Aug 19, 8:00 PM ET
- Accepted
- Aug 20, 5:11 PM ET
- Size
- 12.8 KB