4//SEC Filing
FELDMANN BRADLEY H 4
Accession 0001179110-20-010239
CIK 0000026076other
Filed
Oct 4, 8:00 PM ET
Accepted
Oct 5, 5:05 PM ET
Size
19.2 KB
Accession
0001179110-20-010239
Insider Transaction Report
Form 4
FELDMANN BRADLEY H
President/COO
Transactions
- Exercise/Conversion
Restricted Stock Units
2020-10-01−7,796→ 15,590 total→ Common Stock (7,796 underlying) - Exercise/Conversion
Restricted Stock Units
2020-10-01−5,972→ 0 total→ Common Stock (5,972 underlying) - Exercise/Conversion
Restricted Stock Units
2020-10-01−5,599→ 5,598 total→ Common Stock (5,599 underlying) - Sale
Common Stock
2020-10-01$57.54/sh−17,205$989,976→ 71,504 total - Exercise/Conversion
Restricted Stock Units
2020-10-01−14,896→ 29,796 total→ Common Stock (14,896 underlying) - Exercise/Conversion
Common Stock
2020-10-01+34,263→ 88,709 total
Holdings
- 11(indirect: By Children)
Common Stock
- 1,547.084(indirect: By 401(k))
Common Stock
- 33(indirect: By Trust)
Common Stock
- 5,114.973(indirect: By IRA)
Common Stock
Footnotes (11)
- [F1]Reflects the issuance of CUB common stock upon vesting of previously granted restricted stock units ("RSUs"). Each such RSU represented a contingent right to receive one share of CUB common stock.
- [F10]This is the second of four vesting installments of RSUs granted to Reporting Person on November 21, 2018. The remaining 15,590 shares from such grant shall vest in two equal installments on each of October 1, 2021 and 2022, subject to Reporting Person's continuous service through each application vesting date.
- [F11]This is the first of three vesting installments of RSUs granted to Reporting Person on November 29, 2019. The remaining 29,796 shares from such grant shall vest in two equal installments on each of October 1, 2021 and 2022, subject to Reporting Person's continuous service through each application vesting date.
- [F2]Includes a total of 485 shares acquired through the Employee Stock Purchase Plan on December 31, 2019 and June 30, 2020.
- [F3]Consists of shares sold by the issuer to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock units.
- [F4]Represents shares held by Reporting Person's 401(k).
- [F5]Represents shares held by the PTC Cust Rollover FBO Bradley Feldmann, of which Reporting Person is the sole owner with full vesting and disposition right.
- [F6]Represents shares held by The Feldmann Family Trust DTD 04-20-2012, of which Reporting Person and his spouse are Co-Trustees with full voting and disposition rights.
- [F7]Represents shares held by Reporting Person's son, a dependent not living in household. Reporting Person disclaims beneficial ownership of these securities.
- [F8]This is the fourth of four vesting installments of RSUs granted to Reporting Person on November 14, 2016.
- [F9]This is the third of four vesting installments of RSUs granted to Reporting Person on November 27, 2017. The remaining 5,598 shares from such grant shall vest on October 1, 2021, subject to Reporting Person's continuous service through each application vesting date.
Documents
Issuer
CUBIC CORP /DE/
CIK 0000026076
Entity typeother
Related Parties
1- filerCIK 0001097235
Filing Metadata
- Form type
- 4
- Filed
- Oct 4, 8:00 PM ET
- Accepted
- Oct 5, 5:05 PM ET
- Size
- 19.2 KB