|4Oct 5, 9:51 PM ET

Blakley Bruce G 4

4 · CUBIC CORP /DE/ · Filed Oct 5, 2020

Insider Transaction Report

Form 4
Period: 2020-10-01
Transactions
  • Exercise/Conversion

    Restricted Stock Units

    2020-10-011,0520 total
    Common Stock (1,052 underlying)
  • Exercise/Conversion

    Common Stock

    2020-10-01+3,3200 total
  • Exercise/Conversion

    Restricted Stock Units

    2020-10-012,2680 total
    Common Stock (2,268 underlying)
Holdings
  • Common Stock

    (indirect: By IRA)
    1.23
  • Common Stock

    (indirect: By Trust)
    12,250
Footnotes (6)
  • [F1]Reflects the issuance of CUB common stock upon vesting of previously granted restricted stock units ("RSUs"). Each such RSU represented a contingent right to receive one share of CUB common stock.
  • [F2]The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect Blakley Living Trust DTD 2/9/16.
  • [F3]The Blakley Living Trust UA Feb. 9, 2016, for which Reporting Person is Co-Trustee with spouse.
  • [F4]Represents shares held in the Rollover IRA FBO Bruce G. Blakley, of which Reporting Person is the sole owner with full voting and disposition rights.
  • [F5]This is the second of two vesting installments of RSUs granted to the Reporting Person on November 21, 2018.
  • [F6]Fully vested.

Documents

1 file
  • 4
    edgar.xmlPrimary

    FORM 4 -