Home/Filings/4/0001179110-20-010291
4//SEC Filing

HARRISON MARK 4

Accession 0001179110-20-010291

CIK 0000026076other

Filed

Oct 4, 8:00 PM ET

Accepted

Oct 5, 9:57 PM ET

Size

21.9 KB

Accession

0001179110-20-010291

Insider Transaction Report

Form 4
Period: 2020-10-01
HARRISON MARK
SVP/Controller
Transactions
  • Exercise/Conversion

    Restricted Stock Units

    2020-10-016831,363 total
    Common Stock (683 underlying)
  • Exercise/Conversion

    Common Stock

    2020-10-01+4,8804,880 total
  • Tax Payment

    Common Stock

    2020-10-01$57.54/sh2,402$138,2110 total
  • Exercise/Conversion

    Restricted Stock Units

    2020-10-018130 total
    Common Stock (813 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2020-10-015280 total
    Common Stock (528 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2020-10-01611610 total
    Common Stock (611 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2020-10-019801,959 total
    Common Stock (980 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2020-10-011,2652,528 total
    Common Stock (1,265 underlying)
Holdings
  • Common Stock

    (indirect: By 401(k))
    219.359
  • Common Stock

    (indirect: By Trust)
    11,344
Footnotes (11)
  • [F1]Reflects the issuance of CUB common stock upon vesting of previously granted restricted stock units ("RSUs"). Each such RSU represented a contingent right to receive one share of CUB common stock.
  • [F10]This is the first of three vesting installments of RSUs granted to Reporting Person on November 29, 2019. The remaining 1,959 shares from such grant shall vest in two equal installments on each of October 1, 2021 and 2022, subject to Reporting Person's continuous service through each application vesting date.
  • [F11]This is the first of three vesting installments of RSUs granted to Reporting Person on November 29, 2019. The remaining 2,528 shares from such grant shall vest in two equal installments on each of October 1, 2021 and 2022, subject to Reporting Person's continuous service through each application vesting date.
  • [F2]Consists of shares withheld by the issuer to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock units.
  • [F3]The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect Harrison Living Trust 2008 holdings.
  • [F4]Represents shares held in the Harrison Living Trust 2008, a trust for which Reporting Person and his spouse are Co-Trustees with full voting and dispositive rights.
  • [F5]Represents shares held by Reporting Person's 401(k).
  • [F6]This is the fourth of four vesting installments of RSUs granted to Reporting Person on November 14, 2016.
  • [F7]This is the fourth of four vesting installments of RSUs granted to Reporting Person on July 17, 2017.
  • [F8]This is the third of four vesting installments of RSUs granted to Reporting Person on November 27, 2017. The remaining 610 Shares from such grant shall vest on October 1, 2021, subject to Reporting Person's continuous service through each application vesting date.
  • [F9]This is the second of four vesting installments of RSUs granted to Reporting Person on November 21, 2018. The remaining 1,363 shares from such grant shall vest in two equal installments on each of October 1, 2021 and 2022, subject to Reporting Person's continuous service through each application vesting date.

Issuer

CUBIC CORP /DE/

CIK 0000026076

Entity typeother

Related Parties

1
  • filerCIK 0001283682

Filing Metadata

Form type
4
Filed
Oct 4, 8:00 PM ET
Accepted
Oct 5, 9:57 PM ET
Size
21.9 KB