Sproule Scott William 4

4 · SPX CORP · Filed Nov 5, 2020

Form 4

Period: 2020-11-03

VP, CFO and Treasurer

Transactions

Exercise/Conversion
Common Stock
2020-11-03$27.40/sh+19,891$545,013→ 213,871 total
Exercise/Conversion
Common Stock
2020-11-03$36.51/sh+5,594$204,237→ 147,251 total
Exercise/Conversion
Employee stock option to purchase common stock
2020-11-03−83,168→ 0 total
Exercise: $12.36From: 2018-10-13Exp: 2025-10-13→ Common Stock (83,168 underlying)
Exercise/Conversion
Employee stock option to purchase common stock
2020-11-03−5,594→ 11,190 total
Exercise: $36.51From: 2022-02-21Exp: 2029-02-21→ Common Stock (5,594 underlying)
Exercise/Conversion
Common Stock
2020-11-03$32.69/sh+11,661$381,198→ 141,657 total
Exercise/Conversion
Common Stock
2020-11-03$12.85/sh+46,729$600,468→ 193,980 total
Sale
Common Stock
2020-11-03$43.33/sh−167,043$7,237,973→ 129,996 total
Exercise/Conversion
Employee stock option to purchase common stock
2020-11-03−46,729→ 0 total
Exercise: $12.85From: 2019-03-02Exp: 2026-03-02→ Common Stock (46,729 underlying)
Exercise/Conversion
Common Stock
2020-11-03$12.36/sh+83,168$1,027,956→ 297,039 total
Exercise/Conversion
Employee stock option to purchase common stock
2020-11-03−19,891→ 0 total
Exercise: $27.40From: 2020-03-01Exp: 2027-03-01→ Common Stock (19,891 underlying)
Exercise/Conversion
Employee stock option to purchase common stock
2020-11-03−11,661→ 5,831 total
Exercise: $32.69From: 2021-02-22Exp: 2028-02-22→ Common Stock (11,661 underlying)

Holdings

Employee stock option to purchase common stock
Exercise: $50.09From: 2023-02-20Exp: 2030-02-20→ Common Stock (10,974 underlying)
10,974
Common Stock
(indirect: By 401(k))
3,734

Footnotes (9)

[F1]Includes unvested restricted stock units.
[F2]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 3, 2020.
[F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.24 to $44.62, inclusive. The reporting person undertakes to provide to SPX Corporation, any security holder of SPX Corporation, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
[F4]Vests as to 100% of the shares on the third anniversary of the grant date.
[F5]Vests in three equal installments beginning on March 2, 2017.
[F6]Vests in three equal installments beginning on March 1, 2018.
[F7]Vests in three equal installments beginning on February 22, 2019.
[F8]Vests in three equal installments beginning on February 21, 2020.
[F9]Vests in three equal installments beginning on February 20, 2021.

Documents

1 file