4//SEC Filing
Glass Geoffrey Michael 4
Accession 0001179110-20-012216
CIK 0001012477other
Filed
Dec 22, 7:00 PM ET
Accepted
Dec 23, 4:05 PM ET
Size
14.0 KB
Accession
0001179110-20-012216
Insider Transaction Report
Form 4
Glass Geoffrey Michael
Director
Transactions
- Gift
ADSs
2020-12-21−18,600→ 47,100 total - Gift
Stock Option (Right to Buy)
2020-12-21+60,000→ 0 totalExercise: $2.03Exp: 2029-08-07→ ADSs (60,000 underlying) - Gift
Stock Option (Right to Buy)
2020-12-21+42,000→ 0 totalExercise: $8.48Exp: 2030-08-07→ ADSs (42,000 underlying)
Holdings
- 42,000(indirect: By Trust)
Stock Option (Right to Buy)
Exercise: $8.48Exp: 2030-08-07→ ADSs (42,000 underlying) - 18,600(indirect: By Trust)
ADSs
- 60,000(indirect: By Trust)
Stock Option (Right to Buy)
Exercise: $2.03Exp: 2029-08-07→ ADSs (60,000 underlying)
Footnotes (6)
- [F1]The issuer's "ADSs" are American Depositary Shares, with each ADS representing one ordinary share, nominal value $0.01 per share, of the issuer; ADSs may be represented by American Depositary Receipts.
- [F2]On December 21, 2020, the reporting person transferred 18,600 ADSs to a family trust of which the reporting person is trustee. The reporting person and members of his immediate family are the sole beneficiaries of the trust.
- [F3]On December 21, 2020, the reporting person transferred 60,000 options to a family trust of which the reporting person is trustee. The reporting person and members of his immediate family are the sole beneficiaries of the trust.
- [F4]Options become exercisable as to 20,000 ADSs on each of the first three anniversaries after the 08/07/2019 grant date.
- [F5]On December 21, 2020, the reporting person transferred 42,000 options to a family trust of which the reporting person is trustee. The reporting person and members of his immediate family are the sole beneficiaries of the trust.
- [F6]Options become exercisable as to 14,000 ADSs on each of the first three anniversaries after the 08/07/2020 grant date.
Documents
Issuer
AVADEL PHARMACEUTICALS PLC
CIK 0001012477
Entity typeother
Related Parties
1- filerCIK 0001517718
Filing Metadata
- Form type
- 4
- Filed
- Dec 22, 7:00 PM ET
- Accepted
- Dec 23, 4:05 PM ET
- Size
- 14.0 KB