4//SEC Filing
Reid Jason D. 4
Accession 0001179110-20-012357
CIK 0001160791other
Filed
Dec 30, 7:00 PM ET
Accepted
Dec 31, 6:28 PM ET
Size
19.3 KB
Accession
0001179110-20-012357
Insider Transaction Report
Form 4
Reid Jason D.
President
Transactions
- Exercise/Conversion
Common Stock
2020-12-29+98,029→ 797,946 total - Award
Restricted Stock Units
2020-12-29+19,606→ 98,029 total→ Common Stock (19,606 underlying) - Tax Payment
Common Stock
2020-12-29$3.13/sh−52,368$163,912→ 745,578 total - Exercise/Conversion
Restricted Stock Units
2020-12-29−9,525→ 0 total→ Common Stock (9,525 underlying) - Exercise/Conversion
Common Stock
2020-12-29+9,525→ 699,917 total - Award
Restricted Stock Units
2020-12-29+1,905→ 9,525 totalFrom: 2021-08-15→ Common Stock (1,905 underlying) - Exercise/Conversion
Restricted Stock Units
2020-12-29−98,029→ 0 total→ Common Stock (98,029 underlying)
Holdings
- 71,450(indirect: By Trust)
Common Stock
- 72,088(indirect: By Trust)
Common Stock
- 107,575(indirect: By Spouse)
Common Stock
- 300,000(indirect: By LLC)
Common Stock
Footnotes (6)
- [F1]The restricted stock units granted to the Reporting Person vested on December 29, 2020 and such restricted stock units settled for shares of the Company's common stock.
- [F2]The Reporting Person was granted additional RSUs pursuant to an anti-dilution provision contained in the Issuer's equity plan in connection with the spin-off of the Issuer's subsidiary. The terms of the new award mirror the original award.
- [F3]Each restricted stock unit represents the right to receive one share of common stock upon vesting of the unit.
- [F4]The award shall expire upon the earlier of settlement of the shares to the Reporting Person or ten years from the grant date.
- [F5]The vesting and settlement of the award was accelerated in connection with the Reporting Person's termination of employment in connection with the spin-off of the Issuer's subsidiary.
- [F6]The restricted stock units are scheduled to vest in two equal tranches on 12/9/2021 and 12/9/2022, unless such anniversary occurs during a trading "blackout period" for employees, then vesting shall occur on the first business day thereafter on which the employee trading window is open and available, assuming continued service through the applicable vesting date.
Documents
Issuer
GOLD RESOURCE CORP
CIK 0001160791
Entity typeother
Related Parties
1- filerCIK 0001497103
Filing Metadata
- Form type
- 4
- Filed
- Dec 30, 7:00 PM ET
- Accepted
- Dec 31, 6:28 PM ET
- Size
- 19.3 KB