Woerner John Robert 4
4 · AMERIPRISE FINANCIAL INC · Filed Feb 2, 2021
Insider Transaction Report
Form 4
Woerner John Robert
Pres Ins & Chief Strat Officer
Transactions
- Award
Employee Stock Option (right to buy)
2021-01-29+8,560→ 8,560 totalExercise: $197.87Exp: 2031-01-29→ Common Stock (8,560 underlying) - Award
Common Stock
2021-01-29+2,461→ 29,483 total - Tax Payment
Common Stock
2021-01-31$197.87/sh−352$69,650→ 29,131 total
Holdings
- 240.35(indirect: By 401(k))
Common Stock
Footnotes (2)
- [F1]Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of January 31, 2021. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
- [F2]One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 29, 2021.