Home/Filings/4/0001179110-21-001097
4//SEC Filing

Woerner John Robert 4

Accession 0001179110-21-001097

CIK 0000820027other

Filed

Feb 1, 7:00 PM ET

Accepted

Feb 2, 6:22 PM ET

Size

9.4 KB

Accession

0001179110-21-001097

Insider Transaction Report

Form 4
Period: 2021-01-29
Woerner John Robert
Pres Ins & Chief Strat Officer
Transactions
  • Award

    Employee Stock Option (right to buy)

    2021-01-29+8,5608,560 total
    Exercise: $197.87Exp: 2031-01-29Common Stock (8,560 underlying)
  • Award

    Common Stock

    2021-01-29+2,46129,483 total
  • Tax Payment

    Common Stock

    2021-01-31$197.87/sh352$69,65029,131 total
Holdings
  • Common Stock

    (indirect: By 401(k))
    240.35
Footnotes (2)
  • [F1]Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of January 31, 2021. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
  • [F2]One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 29, 2021.

Issuer

AMERIPRISE FINANCIAL INC

CIK 0000820027

Entity typeother

Related Parties

1
  • filerCIK 0001336621

Filing Metadata

Form type
4
Filed
Feb 1, 7:00 PM ET
Accepted
Feb 2, 6:22 PM ET
Size
9.4 KB