ON24 INC·3

Feb 2, 6:40 PM ET

Rho Ventures III Holdings LLC 3

3 · ON24 INC · Filed Feb 2, 2021

Insider Transaction Report

Form 3
Period: 2021-02-02
Holdings
  • Class A-1 Convertible Preferred Stock

    (indirect: See Footnote)
    Common Stock (567,991 underlying)
  • Class A-2 Convertible Preferred Stock

    (indirect: See Footnote)
    Common Stock (3,364,868 underlying)
Footnotes (2)
  • [F1]The Class A-1 Convertible Preferred Stock and Class A-2 Convertible Preferred Stock held by the reporting persons will automatically convert on a 1-for-1 basis into shares of common stock upon the closing of the issuer's initial public offering. The Class A-1 Convertible Preferred Stock and Class A-2 Convertible Preferred Stock have no expiration dates.
  • [F2]These securities are owned directly by Rho Ventures III Holdings LLC ("RV III"). Rho Capital Partners LLC ("RCP") is the managing member of RV III, and each of Mark Leschly, Habib Kairouz and Joshua Ruch are managing members of RCP and exercise shared voting and investment power with respect to the shares owned by RV III. Each of the reporting persons disclaims beneficial ownership of such securities, except to the extent of his or its respective pecuniary interest therein.

Documents

1 file
  • 3
    edgar.xmlPrimary

    FORM 3 -