MOORE COLIN 4
4 · AMERIPRISE FINANCIAL INC · Filed Feb 3, 2021
Insider Transaction Report
Form 4
MOORE COLIN
EVP & Global CIO
Transactions
- Exercise/Conversion
Common Stock
2021-02-03$87.79/sh+36,754$3,226,634→ 201,142 total - Tax Payment
Common Stock
2021-02-01$200.84/sh−986$198,028→ 57,775 total - Exercise/Conversion
Common Stock
2021-02-03$107.61/sh+51,958$5,591,200→ 109,733 total - Exercise/Conversion
Common Stock
2021-02-03$128.76/sh+54,655$7,037,378→ 164,388 total - Exercise/Conversion
Common Stock
2021-02-03$123.37/sh+32,641$4,026,920→ 233,783 total - Sale
Common Stock
2021-02-03$202.61/sh−26,000$5,267,904→ 66,943 total - Sale
Common Stock
2021-02-03$203.79/sh−9,168$1,868,368→ 57,775 total - Exercise/Conversion
Employee Stock Option (right to buy)
2021-02-03−32,641→ 0 totalExercise: $123.37Exp: 2027-02-06→ Common Stock (32,461 underlying) - Tax Payment
Common Stock
2021-02-03$205.09/sh−131,940$27,059,575→ 101,843 total - Sale
Common Stock
2021-02-03$201.32/sh−8,900$1,791,768→ 92,943 total - Exercise/Conversion
Employee Stock Option (right to buy)
2021-02-03−51,958→ 0 totalExercise: $107.61Exp: 2024-02-07→ Common Stock (51,958 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2021-02-03−54,655→ 0 totalExercise: $128.76Exp: 2025-02-02→ Common Stock (54,655 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2021-02-03−36,754→ 0 totalExercise: $87.79Exp: 2026-02-01→ Common Stock (36,754 underlying)
Footnotes (4)
- [F1]Reflects the weighted average price of 8,900 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 3, 2021 with sale prices ranging from $201.14 to $201.61 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F2]Reflects the weighted average price of 26,000 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 3, 2021 with sale prices ranging from $202.07 to $203.05 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F3]Reflects the weighted average price of 9,168 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 3, 2021 with sale prices ranging from $203.46 to $204.15 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F4]Fully vested.