MOORE COLIN 4

Accession 0001179110-21-001230

CIK 0000820027other

Filed

Feb 2, 7:00 PM ET

Accepted

Feb 3, 5:05 PM ET

Size

25.4 KB

Accession

0001179110-21-001230

Form 4

Period: 2021-02-01

EVP & Global CIO

Transactions

Exercise/Conversion
Common Stock
2021-02-03$87.79/sh+36,754$3,226,634→ 201,142 total
Tax Payment
Common Stock
2021-02-01$200.84/sh−986$198,028→ 57,775 total
Exercise/Conversion
Common Stock
2021-02-03$107.61/sh+51,958$5,591,200→ 109,733 total
Exercise/Conversion
Common Stock
2021-02-03$128.76/sh+54,655$7,037,378→ 164,388 total
Exercise/Conversion
Common Stock
2021-02-03$123.37/sh+32,641$4,026,920→ 233,783 total
Sale
Common Stock
2021-02-03$202.61/sh−26,000$5,267,904→ 66,943 total
Sale
Common Stock
2021-02-03$203.79/sh−9,168$1,868,368→ 57,775 total
Exercise/Conversion
Employee Stock Option (right to buy)
2021-02-03−32,641→ 0 total
Exercise: $123.37Exp: 2027-02-06→ Common Stock (32,461 underlying)
Tax Payment
Common Stock
2021-02-03$205.09/sh−131,940$27,059,575→ 101,843 total
Sale
Common Stock
2021-02-03$201.32/sh−8,900$1,791,768→ 92,943 total
Exercise/Conversion
Employee Stock Option (right to buy)
2021-02-03−51,958→ 0 total
Exercise: $107.61Exp: 2024-02-07→ Common Stock (51,958 underlying)
Exercise/Conversion
Employee Stock Option (right to buy)
2021-02-03−54,655→ 0 total
Exercise: $128.76Exp: 2025-02-02→ Common Stock (54,655 underlying)
Exercise/Conversion
Employee Stock Option (right to buy)
2021-02-03−36,754→ 0 total
Exercise: $87.79Exp: 2026-02-01→ Common Stock (36,754 underlying)

Footnotes (4)

[F1]Reflects the weighted average price of 8,900 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 3, 2021 with sale prices ranging from $201.14 to $201.61 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
[F2]Reflects the weighted average price of 26,000 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 3, 2021 with sale prices ranging from $202.07 to $203.05 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
[F3]Reflects the weighted average price of 9,168 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 3, 2021 with sale prices ranging from $203.46 to $204.15 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
[F4]Fully vested.

Documents

1 file

AMERIPRISE FINANCIAL INC

CIK 0000820027

Entity typeother