Rho Ventures III Holdings LLC 4

4 · ON24 INC. · Filed Feb 8, 2021

Form 4Exit

Period: 2021-02-05

10% Owner

Transactions

Conversion
Common Stock
[F1][F2]
2021-02-05+3,932,859→ 3,932,859 total(indirect: See Footnote)
Sale
Common Stock
[F2]
2021-02-05$50.00/sh−294,965$14,748,250→ 3,637,894 total(indirect: See Footnote)
Conversion
Class A-1 Convertible Preferred Stock
[F1][F2]
2021-02-05−567,991→ 0 total(indirect: See Footnote)
→ Common Stock (567,991 underlying)
Conversion
Class A-2 Convertible Preferred Stock
[F1][F2]
2021-02-05−3,364,868→ 0 total(indirect: See Footnote)
→ Common Stock (3,364,868 underlying)

Footnotes (2)

[F1]All of the shares of convertible preferred stock automatically converted into shares of the Issuer's common stock on a 1-for-1 basis upon the closing of the Issuer's initial public offering. The convertible preferred stock had no expiration date.
[F2]These securities are owned directly by Rho Ventures III Holdings LLC ("RV III"). Rho Capital Partners LLC ("RCP") is the managing member of RV III, and each of Mark Leschly, Habib Kairouz and Joshua Ruch are managing members of RCP and exercise shared voting and investment power with respect to the shares owned by RV III. Each of the reporting persons disclaims beneficial ownership of such securities, except to the extent of his or its respective pecuniary interest therein.

Documents

1 file