Rho Ventures III Holdings LLC 4
4 · ON24 INC. · Filed Feb 8, 2021
Insider Transaction Report
Form 4
ON24 INC.ONTF
Rho Ventures III Holdings LLC
10% Owner
Transactions
- Conversion
Common Stock
2021-02-05+3,932,859→ 3,932,859 total(indirect: See Footnote) - Sale
Common Stock
2021-02-05$50.00/sh−294,965$14,748,250→ 3,637,894 total(indirect: See Footnote) - Conversion
Class A-2 Convertible Preferred Stock
2021-02-05−3,364,868→ 0 total(indirect: See Footnote)→ Common Stock (3,364,868 underlying) - Conversion
Class A-1 Convertible Preferred Stock
2021-02-05−567,991→ 0 total(indirect: See Footnote)→ Common Stock (567,991 underlying)
Footnotes (2)
- [F1]All of the shares of convertible preferred stock automatically converted into shares of the Issuer's common stock on a 1-for-1 basis upon the closing of the Issuer's initial public offering. The convertible preferred stock had no expiration date.
- [F2]These securities are owned directly by Rho Ventures III Holdings LLC ("RV III"). Rho Capital Partners LLC ("RCP") is the managing member of RV III, and each of Mark Leschly, Habib Kairouz and Joshua Ruch are managing members of RCP and exercise shared voting and investment power with respect to the shares owned by RV III. Each of the reporting persons disclaims beneficial ownership of such securities, except to the extent of his or its respective pecuniary interest therein.