4//SEC Filing
Rho Ventures III Holdings LLC 4
Accession 0001179110-21-001413
CIK 0001110611other
Filed
Feb 7, 7:00 PM ET
Accepted
Feb 8, 4:54 PM ET
Size
17.7 KB
Accession
0001179110-21-001413
Insider Transaction Report
Form 4
ON24 INC.ONTF
Rho Ventures III Holdings LLC
10% Owner
Transactions
- Conversion
Common Stock
2021-02-05+3,932,859→ 3,932,859 total(indirect: See Footnote) - Sale
Common Stock
2021-02-05$50.00/sh−294,965$14,748,250→ 3,637,894 total(indirect: See Footnote) - Conversion
Class A-2 Convertible Preferred Stock
2021-02-05−3,364,868→ 0 total(indirect: See Footnote)→ Common Stock (3,364,868 underlying) - Conversion
Class A-1 Convertible Preferred Stock
2021-02-05−567,991→ 0 total(indirect: See Footnote)→ Common Stock (567,991 underlying)
RUCH JOSHUA
10% Owner
Transactions
- Conversion
Common Stock
2021-02-05+3,932,859→ 3,932,859 total(indirect: See Footnote) - Conversion
Class A-1 Convertible Preferred Stock
2021-02-05−567,991→ 0 total(indirect: See Footnote)→ Common Stock (567,991 underlying) - Conversion
Class A-2 Convertible Preferred Stock
2021-02-05−3,364,868→ 0 total(indirect: See Footnote)→ Common Stock (3,364,868 underlying) - Sale
Common Stock
2021-02-05$50.00/sh−294,965$14,748,250→ 3,637,894 total(indirect: See Footnote)
LESCHLY MARK
10% Owner
Transactions
- Conversion
Common Stock
2021-02-05+3,932,859→ 3,932,859 total(indirect: See Footnote) - Sale
Common Stock
2021-02-05$50.00/sh−294,965$14,748,250→ 3,637,894 total(indirect: See Footnote) - Conversion
Class A-1 Convertible Preferred Stock
2021-02-05−567,991→ 0 total(indirect: See Footnote)→ Common Stock (567,991 underlying) - Conversion
Class A-2 Convertible Preferred Stock
2021-02-05−3,364,868→ 0 total(indirect: See Footnote)→ Common Stock (3,364,868 underlying)
Rho Capital Partners LLC
10% Owner
Transactions
- Sale
Common Stock
2021-02-05$50.00/sh−294,965$14,748,250→ 3,637,894 total(indirect: See Footnote) - Conversion
Common Stock
2021-02-05+3,932,859→ 3,932,859 total(indirect: See Footnote) - Conversion
Class A-1 Convertible Preferred Stock
2021-02-05−567,991→ 0 total(indirect: See Footnote)→ Common Stock (567,991 underlying) - Conversion
Class A-2 Convertible Preferred Stock
2021-02-05−3,364,868→ 0 total(indirect: See Footnote)→ Common Stock (3,364,868 underlying)
KAIROUZ HABIB
10% Owner
Transactions
- Sale
Common Stock
2021-02-05$50.00/sh−294,965$14,748,250→ 3,637,894 total(indirect: See Footnote) - Conversion
Class A-2 Convertible Preferred Stock
2021-02-05−3,364,868→ 0 total(indirect: See Footnote)→ Common Stock (3,364,868 underlying) - Conversion
Common Stock
2021-02-05+3,932,859→ 3,932,859 total(indirect: See Footnote) - Conversion
Class A-1 Convertible Preferred Stock
2021-02-05−567,991→ 0 total(indirect: See Footnote)→ Common Stock (567,991 underlying)
Footnotes (2)
- [F1]All of the shares of convertible preferred stock automatically converted into shares of the Issuer's common stock on a 1-for-1 basis upon the closing of the Issuer's initial public offering. The convertible preferred stock had no expiration date.
- [F2]These securities are owned directly by Rho Ventures III Holdings LLC ("RV III"). Rho Capital Partners LLC ("RCP") is the managing member of RV III, and each of Mark Leschly, Habib Kairouz and Joshua Ruch are managing members of RCP and exercise shared voting and investment power with respect to the shares owned by RV III. Each of the reporting persons disclaims beneficial ownership of such securities, except to the extent of his or its respective pecuniary interest therein.
Documents
Issuer
ON24 INC.
CIK 0001110611
Entity typeother
IncorporatedNY
Related Parties
1- filerCIK 0001533276
Filing Metadata
- Form type
- 4
- Filed
- Feb 7, 7:00 PM ET
- Accepted
- Feb 8, 4:54 PM ET
- Size
- 17.7 KB