5//SEC Filing
Schwartz Carl I. 5
Accession 0001179110-21-001589
CIK 0000788611other
Filed
Feb 10, 7:00 PM ET
Accepted
Feb 11, 4:45 PM ET
Size
9.9 KB
Accession
0001179110-21-001589
Insider Transaction Report
Form 5
SIGMA LABS, INC.SGLB
Schwartz Carl I.
10% Owner
Transactions
- Purchase
Series E Convertible Preferred Stock
2020-01-28$1500.00/sh+266.67$400,005→ 266.67 total(indirect: By Trust)Exercise: $10.30From: 2020-01-28→ Common Stock (38,835 underlying) - Purchase
Warrants to Purchase Common Stock
2020-01-28+38,835→ 38,835 total(indirect: By Trust)Exercise: $11.13From: 2020-07-26Exp: 2025-07-26→ Common Stock (38,835 underlying)
Holdings
- 200,000
Common Stock
- 40,000(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]Share ownership totals have been adjusted to reflect a 1 for 10 reverse stock split effected by the issuer on February 27, 2020.
- [F2]No expiration date.
- [F3]Purchase was made in conjunction with purchase of Series E Convertible Preferred Stock.
- [F4]Conversion and exercise prices have been adjusted to reflect a 1 for 10 reverse stock split effected by the issuer on February 27, 2020.
Documents
Issuer
SIGMA LABS, INC.
CIK 0000788611
Entity typeother
Related Parties
1- filerCIK 0001573354
Filing Metadata
- Form type
- 5
- Filed
- Feb 10, 7:00 PM ET
- Accepted
- Feb 11, 4:45 PM ET
- Size
- 9.9 KB