Schwartz Carl I. 5
5 · SIGMA LABS, INC. · Filed Feb 11, 2021
Insider Transaction Report
Form 5
SIGMA LABS, INC.SGLB
Schwartz Carl I.
10% Owner
Transactions
- Purchase
Series E Convertible Preferred Stock
2020-01-28$1500.00/sh+266.67$400,005→ 266.67 total(indirect: By Trust)Exercise: $10.30From: 2020-01-28→ Common Stock (38,835 underlying) - Purchase
Warrants to Purchase Common Stock
2020-01-28+38,835→ 38,835 total(indirect: By Trust)Exercise: $11.13From: 2020-07-26Exp: 2025-07-26→ Common Stock (38,835 underlying)
Holdings
- 200,000
Common Stock
- 40,000(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]Share ownership totals have been adjusted to reflect a 1 for 10 reverse stock split effected by the issuer on February 27, 2020.
- [F2]No expiration date.
- [F3]Purchase was made in conjunction with purchase of Series E Convertible Preferred Stock.
- [F4]Conversion and exercise prices have been adjusted to reflect a 1 for 10 reverse stock split effected by the issuer on February 27, 2020.