CHASE PETER R 4/A

4/A · CHASE CORP · Filed Feb 23, 2021

Insider Transaction Report

Form 4/AAmended

Period: 2019-02-25

CHASE CORPCCF

CHASE PETER R

DirectorChairman and CEO10% Owner

Transactions

Gift
Chase Corporation Common Stock
2019-02-26−154→ 157,173 total
Gift
Chase Corporation Common Stock
2019-02-27−616→ 134,952 total
Gift
Chase Corporation Common Stock
2019-04-17−18,000→ 108,505 total
Gift
Chase Corporation Common Stock
2019-02-25−308→ 158,097 total
Gift
Chase Corporation Common Stock
2019-04-25−9,000→ 99,505 total

Holdings

Chase Corporation Common Stock
(indirect: By Trust)
300,913
Chase Corporation Common Stock
(indirect: By Trust)
80,612
Chase Corporation Common Stock
(indirect: By Trust)
30,052
Chase Corporation Common Stock
(indirect: By Trust)
1,470
Chase Corporation Common Stock
(indirect: By Trust)
193,922
Chase Corporation Common Stock
(indirect: By Trust)
241,195

Footnotes (10)

[F1]Represents shares held by the Peter R. Chase Insurance Trust.
[F10]Reflects exempt transfers from Mr. Chase to Peter R. Chase Trust.
[F2]Represents shares held by the Peter R. Chase 2018 Qualified Annuity Trust subsequent to exempt transfer from Mr. Chase. The Peter R. Chase 2018 Qualified Annuity Trust had previously been identified as "Peter R. Chase 2018 Annuity Trust-RJ" and "Peter R. Chase 2018 Qualified Annuity Trust #2 - ML".
[F3]Reflects shares held by the Peter R. Chase 2019 Qualified Annuity Trust #1 subsequent to exempt transfer from Mr. Chase.
[F4]Reflects shares held by the Peter R. Chase 2019 Qualified Annuity Trust #2 subsequent to exempt transfer from Mr. Chase.
[F5]Represents shares held by the Peter R. Chase Trust subsequent to exempt transfer from Mr. Chase.
[F6]Represents shares held by the Chase 2015 Irrevocable Trust subsequent to exempt transfer from Mr. Chase.
[F7]The original Form 4 is being amended to remove a gift of 2,200 shares from the original filing that was inadvertently reported twice; the gift was made and correctly reported as occurring on February 15, 2017. The error was also reflected in total ownership reported in subsequently filed Form 4s.
[F8]Reflects exempt transfers (i) from Mr. Chase to Peter R. Chase 2019 Qualified Annuity Trust #1, and (ii) to Mr. Chase from Peter R. Chase 2016 Qualified Annuity Trust #2 and Peter R. Chase 2018 Qualified Annuity Trust. Also reflects exempt transfers from Mr. Chase to Peter R. Chase 2019 Qualified Annuity Trust #2.
[F9]Reflects exempt transfer from Mr. Chase to Chase 2015 Irrevocable Trust.

Documents

1 file

4
edgar.xml
FORM 4/A -