Simpson Tom 5
5 · Kaspien Holdings Inc. · Filed Mar 8, 2021
Insider Transaction Report
Form 5
Simpson Tom
Director
Transactions
- Exercise of In-Money
Warrant to purchase Common Stock, par value $0.01 per share
2020-11-25−12,593→ 1,448 total(indirect: By LLC)Exercise: $0.01From: 2020-03-30Exp: 2025-03-30→ Common Stock, par value $0.01 per share (12,593 underlying) - Exercise of In-Money
Warrant to purchase Common Stock, par value $0.01 per share
2020-11-25−8,395→ 965 total(indirect: By LLC)Exercise: $0.01From: 2020-03-30Exp: 2025-03-30→ Common Stock, par value $0.01 per share (8,395 underlying) - Exercise of In-Money
Common stock, par value $0.1 per share
2020-11-25$0.01/sh+12,593$126→ 12,593 total(indirect: By LLC) - Exercise of In-Money
Common stock, par value $0.1 per share
2020-11-25$0.01/sh+8,395$84→ 8,395 total(indirect: By LLC)
Holdings
- 23,879(indirect: By WIN Partners)
Common stock, par value $.01 per share
- 25(indirect: By Spouse)
Common stock, par value $.01 per share
- 57,000
Common Stock, par value $.01 per share
- 9,737(indirect: By LLC)
Common Stock, par value $.01 per share
Footnotes (4)
- [F1]Securities held by Kick Start, LLC. Mr. Simpson holds an interest, manages and has voting control of Kick Start, LLC.
- [F2]Securities held by Kick Start III, LLC. Mr. Simpson holds an interest, manages and has voting control of Kick Start III.
- [F3]Securities held by Kick Start IV, LLC. Mr. Simpson holds an interest, manages and has voting control of Kick Start IV, LLC.
- [F4]Securities held by WIN Partners. Mr. Simpson holds an interest, manages and has voting control of WIN Partners.