5//SEC Filing
Simpson Tom 5
Accession 0001179110-21-003022
CIK 0000795212other
Filed
Mar 7, 7:00 PM ET
Accepted
Mar 8, 11:09 AM ET
Size
14.3 KB
Accession
0001179110-21-003022
Insider Transaction Report
Form 5
Simpson Tom
Director
Transactions
- Exercise of In-Money
Warrant to purchase Common Stock, par value $0.01 per share
2020-11-25−12,593→ 1,448 total(indirect: By LLC)Exercise: $0.01From: 2020-03-30Exp: 2025-03-30→ Common Stock, par value $0.01 per share (12,593 underlying) - Exercise of In-Money
Warrant to purchase Common Stock, par value $0.01 per share
2020-11-25−8,395→ 965 total(indirect: By LLC)Exercise: $0.01From: 2020-03-30Exp: 2025-03-30→ Common Stock, par value $0.01 per share (8,395 underlying) - Exercise of In-Money
Common stock, par value $0.1 per share
2020-11-25$0.01/sh+12,593$126→ 12,593 total(indirect: By LLC) - Exercise of In-Money
Common stock, par value $0.1 per share
2020-11-25$0.01/sh+8,395$84→ 8,395 total(indirect: By LLC)
Holdings
- 23,879(indirect: By WIN Partners)
Common stock, par value $.01 per share
- 25(indirect: By Spouse)
Common stock, par value $.01 per share
- 57,000
Common Stock, par value $.01 per share
- 9,737(indirect: By LLC)
Common Stock, par value $.01 per share
Footnotes (4)
- [F1]Securities held by Kick Start, LLC. Mr. Simpson holds an interest, manages and has voting control of Kick Start, LLC.
- [F2]Securities held by Kick Start III, LLC. Mr. Simpson holds an interest, manages and has voting control of Kick Start III.
- [F3]Securities held by Kick Start IV, LLC. Mr. Simpson holds an interest, manages and has voting control of Kick Start IV, LLC.
- [F4]Securities held by WIN Partners. Mr. Simpson holds an interest, manages and has voting control of WIN Partners.
Documents
Issuer
Kaspien Holdings Inc.
CIK 0000795212
Entity typeother
Related Parties
1- filerCIK 0001808347
Filing Metadata
- Form type
- 5
- Filed
- Mar 7, 7:00 PM ET
- Accepted
- Mar 8, 11:09 AM ET
- Size
- 14.3 KB