4//SEC Filing
Sincerbeaux Scott J 4
Accession 0001179110-21-003078
CIK 0000033488other
Filed
Mar 7, 7:00 PM ET
Accepted
Mar 8, 6:43 PM ET
Size
9.2 KB
Accession
0001179110-21-003078
Insider Transaction Report
Form 4
ESCALADE INCESCA
Sincerbeaux Scott J
CEO & President
Transactions
- Exercise/Conversion
Restricted Stock Units
2021-03-04+15,223→ 0 total→ Common Stock (15,223 underlying) - Disposition to Issuer
Common Stock
2021-03-04−23,333→ 11,667 total - Exercise/Conversion
Common Stock
2021-03-04+15,223→ 26,890 total
Footnotes (4)
- [F1]On April 27, 2020, the reporting person was granted 35,000 restricted shares of Escalade under the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan), subject to the reporting person's continued employment with Escalade. On March 4, 2021, pursuant to a separation agreement with Escalade, 11,667 restricted shares vested, and the remaining 23,333 restricted shares were forfeited, as reported in this Form 4.
- [F2]Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade 2017 Plan. Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.
- [F3]On April 27, 2020, the reporting person was granted 45,669 RSUs under the Escalade 2017 Plan, subject to the reporting person's continued employment with Escalade. On March 4, 2021, pursuant to a separation agreement with Escalade, 15,223 RSUs vested and settled and 30,446 RSUs were forfeited, as reported in this Form 4.
- [F4]RSUs converted into common stock on a one-for-one basis.
Documents
Issuer
ESCALADE INC
CIK 0000033488
Entity typeother
Related Parties
1- filerCIK 0001810183
Filing Metadata
- Form type
- 4
- Filed
- Mar 7, 7:00 PM ET
- Accepted
- Mar 8, 6:43 PM ET
- Size
- 9.2 KB