4//SEC Filing
Woerner John Robert 4
Accession 0001179110-21-004799
CIK 0000820027other
Filed
May 2, 8:00 PM ET
Accepted
May 3, 5:22 PM ET
Size
12.6 KB
Accession
0001179110-21-004799
Insider Transaction Report
Form 4
Woerner John Robert
Pres Ins & Chief Strat Officer
Transactions
- Tax Payment
Common Stock
2021-04-29$260.00/sh−16,546$4,301,960→ 41,272 total - Sale
Common Stock
2021-04-29$260.00/sh−6,263$1,628,380→ 27,316 total - Exercise/Conversion
Common Stock
2021-04-29$128.76/sh+22,809$2,936,887→ 57,818 total - Exercise/Conversion
Employee Stock Option (right to buy)
2021-04-29−22,809→ 0 totalExercise: $128.76Exp: 2025-02-02→ Common Stock (22,809 underlying) - Sale
Common Stock
2021-04-29$257.76/sh−7,693$1,982,920→ 33,579 total
Holdings
- 240.79(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]Reflects the weighted average price of 7,693 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on April 29, 2021 with sale prices ranging from $257.531 to $257.8484 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F2]Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of April 29, 2021. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
- [F3]Fully vested.
Documents
Issuer
AMERIPRISE FINANCIAL INC
CIK 0000820027
Entity typeother
Related Parties
1- filerCIK 0001336621
Filing Metadata
- Form type
- 4
- Filed
- May 2, 8:00 PM ET
- Accepted
- May 3, 5:22 PM ET
- Size
- 12.6 KB