Kaspien Holdings Inc.·4

May 5, 4:44 PM ET

Reickert W Michael 4

4 · Kaspien Holdings Inc. · Filed May 5, 2021

Insider Transaction Report

Form 4
Period: 2021-05-03
Transactions
  • Award

    Director Stock Option (Right to Buy)

    2021-05-03+1,2502,000 total
    Exercise: $20.41Exp: 2031-05-03Common Stock par value $0.01 per share (1,250 underlying)
  • Award

    Common Stock, par value $.01 per share

    2021-05-03$20.41/sh+3,000$61,2306,200 total
Holdings
  • Common Stock, par value $.01 per share

    (indirect: By Trust)
    713,986
Footnotes (4)
  • [F1]Annual compensation paid in shares of common stock pursuant to the 2005 Long Term Incentive and Share Award Plan, as Amended, which such plan qualifies under Rule 16(b)-3.
  • [F2]The equity transactions listed above is pursuant to equity plans qualified under 16b-3 and exempt from Section 16(b) of the Securities Exchange Act
  • [F3]Option grants are exercisable within 4 years of grant and expire 10 years after grant.
  • [F4]These shares are owned directly by the Robert J. Higgins TWMC Trust, a ten percent owner of the issuer, and indirectly by W. Michael Reickert as a trustee of the Trust.

Documents

1 file
  • 4
    edgar.xmlPrimary

    FORM 4 -