4//SEC Filing
Simpson Tom 4
Accession 0001179110-21-004911
CIK 0000795212other
Filed
May 4, 8:00 PM ET
Accepted
May 5, 4:45 PM ET
Size
14.5 KB
Accession
0001179110-21-004911
Insider Transaction Report
Form 4
Simpson Tom
Director
Transactions
- Award
Common stock, par value $0.1 per share
2021-05-03$20.41/sh+3,000$61,230→ 60,000 total - Award
Director Stock Option (Right to Buy)
2021-05-03+1,250→ 2,000 totalExercise: $20.41Exp: 2031-05-03→ Common stock, par value $0.1 per share (1,250 underlying)
Holdings
- 1,448(indirect: By LLC)
Warrant to purchase common stock, par value $0.01 per share
Exercise: $0.01From: 2020-03-30Exp: 2025-03-30→ Common stock, par value $0.01 per share (1,448 underlying) - 12,593(indirect: By LLC)
Common stock, par value $0.01 per share
- 8,395(indirect: By LLC)
Common stock. par value $0.01 per share
- 23,879(indirect: By WIN Partners)
Common stock, par value $0.01 per share
- 9,737(indirect: By LLC)
Common stock, par value $0.01 per share
- 25(indirect: By Spouse)
Common stock, par value $0.01 per share
- 965(indirect: By LLC)
Warrant to purchase common stock, par value $0.01 per share
Exercise: $0.01From: 2020-03-30Exp: 2025-03-30→ Common stock, par value $0.1 per share (965 underlying)
Footnotes (7)
- [F1]The equity transactions listed above is pursuant to equity plans qualified under 16b-3 and exempt from Section 16(b) of the Securities Exchange Act
- [F2]Option grants become exercisable in 4 equal annual installments beginning on the first anniversary of the date of grant and expire 10 years after grant.
- [F3]Annual compensation paid in shares of common stock pursuant to the 2005 Long Term Incentive and Share Award Plan, as Amended, which such plan qualifies under Section 16(b)-3
- [F4]Securities held by Kick Start, LLC. Mr. Simpson holds an interest, manages and has voting control of Kick Start, LLC.
- [F5]Securities held by Kick Start III, LLC. Mr. Simpson holds an interest, manages and has voting control of Kick Start III, LLC.
- [F6]Securities held by Kick Start IV, LLC. Mr. Simpson holds an interest, manages and has voting control of Kick Start IV, LLC.
- [F7]Securities held by WIN Partners. Mr. Simpson holds an interest, manages and has voting control of WIN Partners.
Documents
Issuer
Kaspien Holdings Inc.
CIK 0000795212
Entity typeother
Related Parties
1- filerCIK 0001808347
Filing Metadata
- Form type
- 4
- Filed
- May 4, 8:00 PM ET
- Accepted
- May 5, 4:45 PM ET
- Size
- 14.5 KB