PLISKA ADAM J 4
4 · Allied Esports Entertainment, Inc. · Filed Sep 14, 2021
Insider Transaction Report
Form 4
PLISKA ADAM J
DirectorPresident
Transactions
- Tax Payment
Common Stock
2021-08-13−5,761→ 112,038 total - Other
Common Stock
2021-04-09+10,373→ 117,799 total
Footnotes (3)
- [F1]The reporting person acquired the stock in a private transfer of shares by another director of the issuer. The transfer was in settlement of a debt in the amount of $25,000.
- [F2]The reporting person has been advised that his acquisition of 10,373 shares reported herein at an effective value of $2.41 per share may be considered a purchase under Section 16(b) of the Securities Exchange Act of 1934 that is not exempt under applicable rules. In that event, such a purchase could be matched with the previously reported market sale of shares by the reporting person on February 10, 2021 in a market transaction at the gross sale price of $2.75 per share. The reporting person has agreed to pay to the issuer $2,677.78, representing the profit that would result from such matching, net of transaction costs.
- [F3]Shares forfeited to cover withholding tax obligations payable as a result of the lapse of forfeiture restrictions on shares.