Mason Brian G. 4

4 · SPX CORP · Filed Oct 1, 2021

Insider Transaction Report

Form 4

Period: 2021-09-30

SPX CORPSPXC

Mason Brian G.

Pres. - SPX Transformer Sol.

Transactions

Exercise/Conversion
Common Stock
2021-09-30$12.36/sh+10,000$123,600→ 71,246 total
Exercise/Conversion
Employee stock option to purchase common stock
2021-09-30−10,000→ 1,574 total
Exercise: $12.36From: 2018-10-13Exp: 2025-10-13→ Common Stock (10,000 underlying)
Sale
Common Stock
2021-09-30$53.98/sh−7,200$388,656→ 64,046 total
Sale
Common Stock
2021-09-30$54.73/sh−2,800$153,244→ 61,246 total

Holdings

Employee stock option to purchase common stock
Exercise: $32.69From: 2021-02-22Exp: 2028-02-22→ Common Stock (10,029 underlying)
10,029
Common Stock
(indirect: By 401(k))
1,584
Employee stock option to purchase common stock
Exercise: $27.40From: 2020-03-01Exp: 2027-03-01→ Common Stock (11,367 underlying)
11,367
Employee stock option to purchase common stock
Exercise: $36.51From: 2022-02-21Exp: 2029-02-21→ Common Stock (9,683 underlying)
9,683
Employee stock option to purchase common stock
Exercise: $58.34From: 2024-03-01Exp: 2031-03-01→ Common Stock (5,786 underlying)
5,786
Employee stock option to purchase common stock
Exercise: $12.85From: 2019-03-02Exp: 2026-03-02→ Common Stock (22,430 underlying)
22,430
Employee stock option to purchase common stock
Exercise: $50.09From: 2023-02-20Exp: 2030-02-20→ Common Stock (6,472 underlying)
6,472

Footnotes (11)

[F1]Includes vested and unvested stock units.
[F10]Vests in three equal installments beginning on February 20, 2021.
[F11]Vests in three equal installments beginning on March 1, 2022.
[F2]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 24, 2021.
[F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.42 to $54.41, inclusive. The reporting person undertakes to provide to SPX Corporation, any security holder of SPX Corporation, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
[F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.42 to $55.11, inclusive. The reporting person undertakes to provide to SPX Corporation, any security holder of SPX Corporation, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
[F5]Vests as to 100% of the shares on the third anniversary of the grant date.
[F6]Vests in three equal installments beginning on March 2, 2017.
[F7]Vests in three equal installments beginning on March 1, 2018.
[F8]Vests in three equal installments beginning on February 22, 2019.
[F9]Vests in three equal installments beginning on February 21, 2020.

Documents

1 file

4
edgar.xmlPrimary
FORM 4 -