4//SEC Filing
Hassanein Tamer 4
Accession 0001179110-22-001059
CIK 0001794621other
Filed
Feb 9, 7:00 PM ET
Accepted
Feb 10, 9:25 PM ET
Size
25.9 KB
Accession
0001179110-22-001059
Insider Transaction Report
Form 4
Hassanein Tamer
Director10% Owner
Transactions
- Award
Common Stock
2022-02-08+157,129→ 157,129 total - Award
Common Stock
2022-02-08+494,700→ 494,700 total(indirect: See footnote.) - Award
Common Stock
2022-02-08+109,780→ 109,780 total(indirect: See footnote.) - Award
Common Stock
2022-02-08+846,607→ 846,607 total(indirect: See footnote.) - Award
Common Stock
2022-02-08+1,976,464→ 1,976,464 total(indirect: See footnote.) - Award
Common Stock
2022-02-08+310,395→ 310,395 total(indirect: See footnote.) - Award
Common Stock
2022-02-08+392,831→ 392,831 total(indirect: See footnote.) - Award
Restricted Stock Unit
2022-02-08+1,866,511→ 1,866,511 total→ Common Stock (1,866,511 underlying) - Award
Restricted Stock Unit
2022-02-08+107,180→ 107,180 total→ Common Stock (107,180 underlying) - Award
Restricted Stock Unit
2022-02-08+57,606→ 57,606 total→ Common Stock (57,606 underlying) - Award
Common Stock Warrant
2022-02-08+64,663→ 64,883 total(indirect: See footnote.)Exercise: $0.01Exp: 2025-03-24→ Common Stock (64,663 underlying)
Footnotes (14)
- [F1]Received pursuant the Agreement and Plan of Merger, dated as of June 21, 2021, as amended, by and among CITIC Capital Acquisition Corp. ("CCAC"), CITIC Capital Merger Sub Inc. ("Merger Sub") and Quanergy Systems, Inc., a Delaware corporation ("Legacy Quanergy") pursuant to which Merger Sub merged with and into Legacy Quanergy (the "Business Combination"), whereupon the separate existence of Merger Sub ceased and Legacy Quanergy was the surviving company and wholly owned subsidiary of CCAC which subsequently changed its name to Quanergy Systems, Inc. (the "Issuer").
- [F10]One-twelfth (1/12th) vests quarterly from November 2, 2020 provided Participant has not terminated Service on each applicable date (February 15, May 15, August 15, and November 15).
- [F11]In connection with Business Combination, this Legacy Quanergy's outstanding RSU award was converted into an RSU award denominated in shares of Issuer's common stock. This RSU award is fully vested..
- [F12]In connection with Business Combination, this Legacy Quanergy's outstanding RSU award was converted into an RSU award denominated in shares of Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as described in footnote 10 subject to the reporting person's continued service with the Issuer through the applicable vesting date.
- [F13]Immediately exercisable.
- [F14]Warrants are held directly by Rising Tide II, L.P. Rising Tide II, L.P. is managed by Rising Tide Management, LLC and Rising Tide Management, LLC is controlled by Mr. Hassanein. Accordingly, Mr. Hassanein may be deemed to be a beneficial owner of the warrants held by Rising Tide II, L.P.
- [F2]Shares are held directly by Rising Tide II, LLC. Rising Tide II, LLC is managed by Rising Tide Management, LLC and Rising Tide Management, LLC is controlled by Mr. Hassanein. Accordingly, Mr. Hassanein may be deemed to be a beneficial owner of the shares held by Rising Tide II, LLC.
- [F3]Shares are held directly by Rising Tide II, L.P. Rising Tide II, L.P. is managed by Rising Tide Management, LLC and Rising Tide Management, LLC is controlled by Mr. Hassanein. Accordingly, Mr. Hassanein may be deemed to be a beneficial owner of the shares held by Rising Tide II, L.P.
- [F4]Shares are held directly by Rising Tide III, LLC. Rising Tide III, LLC is managed by Rising Tide Management, LLC and Rising Tide Management, LLC is controlled by Mr. Hassanein. Accordingly, Mr. Hassanein may be deemed to be a beneficial owner of the shares held by Rising Tide III, LLC.
- [F5]Shares are held directly by Rising Tide IV, LLC. Rising Tide IV, LLC is managed by Rising Tide Management, LLC and Rising Tide Management, LLC is controlled by Mr. Hassanein. Accordingly, Mr. Hassanein may be deemed to be a beneficial owner of the shares held by Rising Tide IV, LLC.
- [F6]Shares are held directly by Rising Tide IVA, LLC. Rising Tide IVA, LLC is managed by Rising Tide Management, LLC and Rising Tide Management, LLC is controlled by Mr. Hassanein. Accordingly, Mr. Hassanein may be deemed to be a beneficial owner of the shares held by Rising Tide IVA, LLC.
- [F7]Shares are held directly by Rising Tide Management, Ltd. Rising Tide Management, Ltd is owned by Ossama Hassanein, Mr. Hassanein father. Accordingly, Mr. Hassanein may be deemed to be a beneficial owner of the shares held by Rising Tide Management, Ltd.
- [F8]Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.
- [F9]Fully vested.
Documents
Issuer
CITIC Capital Acquisition Corp.
CIK 0001794621
Entity typeother
Related Parties
1- filerCIK 0001908305
Filing Metadata
- Form type
- 4
- Filed
- Feb 9, 7:00 PM ET
- Accepted
- Feb 10, 9:25 PM ET
- Size
- 25.9 KB