4//SEC Filing
Yu Tianyue 4
Accession 0001179110-22-001068
CIK 0001794621other
Filed
Feb 9, 7:00 PM ET
Accepted
Feb 10, 9:47 PM ET
Size
17.7 KB
Accession
0001179110-22-001068
Insider Transaction Report
Form 4
Yu Tianyue
DirectorChief Development Officer
Transactions
- Award
Common Stock
2022-02-08+168,867→ 168,867 total - Award
Common Stock
2022-02-08+2,479,801→ 2,479,801 total(indirect: See footnote.) - Award
Common Stock
2022-02-08+484,993→ 484,993 total(indirect: See footnote.) - Award
Common Stock
2022-02-08+484,993→ 484,993 total(indirect: See footnote.) - Award
Restricted Stock Unit
2022-02-08+157,199→ 157,199 total→ Common Stock (157,199 underlying) - Award
Restricted Stock Unit
2022-02-08+10,479→ 10,479 total→ Common Stock (10,479 underlying) - Award
Stock Option (right to buy)
2022-02-08+196,422→ 196,422 totalExercise: $0.82Exp: 2025-03-12→ Common Stock (196,422 underlying)
Footnotes (10)
- [F1]Received pursuant the Agreement and Plan of Merger, dated as of June 21, 2021, as amended, by and among CITIC Capital Acquisition Corp. ("CCAC"), CITIC Capital Merger Sub Inc. ("Merger Sub") and Quanergy Systems, Inc., a Delaware corporation ("Legacy Quanergy") pursuant to which Merger Sub merged with and into Legacy Quanergy (the "Business Combination"), whereupon the separate existence of Merger Sub ceased and Legacy Quanergy was the surviving company and wholly owned subsidiary of CCAC which subsequently changed its name to Quanergy Systems, Inc. (the "Issuer").
- [F10]Received in connection with Business Combination in exchange for option to acquire 50,625 shares of common stock of Legacy Quanergy for $3.16 per share.
- [F2]The shares are held by the Yang Yu Trust, a trust for the benefit of the reporting person's family. The reporting person serves as Trustee of the trust.
- [F3]The shares are held by the YAD10 Trust, Weilai Yang and Yu Cheung, as Trustees, for the benefit of the reporting person's family.
- [F4]The shares are held by the YYJK28 Trust, Weilai Yang and Yu Cheung Ho as Trustees for the benefit of the reporting person's family.
- [F5]Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.
- [F6]Fully vested.
- [F7]One-twelfth (1/12th) vests quarterly from November 2, 2020 provided Participant has not terminated Service on each applicable date (February 15, May 15, August 15, and November 15).
- [F8]In connection with Business Combination, this Legacy Quanergy's outstanding RSU award was converted into an RSU award denominated in shares of Issuer's common stock. This RSU award is fully vested..
- [F9]In connection with Business Combination, this Legacy Quanergy's outstanding RSU award was converted into an RSU award denominated in shares of Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as described in footnote 10 subject to the reporting person's continued service with the Issuer through the applicable vesting date.
Documents
Issuer
CITIC Capital Acquisition Corp.
CIK 0001794621
Entity typeother
Related Parties
1- filerCIK 0001908387
Filing Metadata
- Form type
- 4
- Filed
- Feb 9, 7:00 PM ET
- Accepted
- Feb 10, 9:47 PM ET
- Size
- 17.7 KB