4//SEC Filing
THISSEN KAREN WILSON 4
Accession 0001179110-22-001287
CIK 0000820027other
Filed
Feb 14, 7:00 PM ET
Accepted
Feb 15, 6:10 PM ET
Size
13.6 KB
Accession
0001179110-22-001287
Insider Transaction Report
Form 4
THISSEN KAREN WILSON
Executive VP and GC
Transactions
- Exercise/Conversion
Common Stock
2022-02-11$126.89/sh+4,459$565,803→ 19,682 total - Tax Payment
Common Stock
2022-02-11$313.75/sh−3,015$945,956→ 16,667 total - Sale
Common Stock
2022-02-11$313.88/sh−6,444$2,022,661→ 10,223 total - Award
Phantom Stock
2022-02-11$304.00/sh+193.421$58,800→ 1,456.972 total→ Common Stock (193.421 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2022-02-11−4,459→ 0 totalExercise: $126.89Exp: 2029-02-01→ Common Stock (4,459 underlying)
Holdings
- 248.81(indirect: By 401(k))
Common Stock
Footnotes (5)
- [F1]Reflects the weighted average price of 6,444 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 11, 2022 with sale prices ranging from $313.6175 to $314.3259 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F2]Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 11, 2022. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
- [F3]Fully vested.
- [F4]Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
- [F5]Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.
Documents
Issuer
AMERIPRISE FINANCIAL INC
CIK 0000820027
Entity typeother
Related Parties
1- filerCIK 0001695293
Filing Metadata
- Form type
- 4
- Filed
- Feb 14, 7:00 PM ET
- Accepted
- Feb 15, 6:10 PM ET
- Size
- 13.6 KB