4//SEC Filing
Johnson Edwin D 4
Accession 0001179110-22-001645
CIK 0000911177other
Filed
Feb 23, 7:00 PM ET
Accepted
Feb 24, 8:08 PM ET
Size
9.2 KB
Accession
0001179110-22-001645
Insider Transaction Report
Form 4
Johnson Edwin D
Senior Vice President & CFO
Transactions
- Sale
Class A Common Stock
2022-02-24$71.08/sh−894$63,546→ 140,390 total - Sale
Class A Common Stock
2022-02-24$70.30/sh−16,891$1,187,437→ 141,284 total - Award
Class A Common Stock
2022-02-22+36,156→ 158,175 total
Footnotes (4)
- [F1]Represents shares of Class A Common Stock acquired by the reporting person upon the vesting of performance-based stock units (PSUs) granted to the reporting person on April 1, 2019, as a result of the level of achievement by Casella Waste Systems, Inc. of certain performance objectives during the period running from January 1, 2021 through December 31, 2021, and a multiplier based on relative total shareholder return for the period running from January 1, 2019 to December 31, 2021.
- [F2]Represents shares of Class A Common Stock automatically sold by the reporting person to satisfy tax withholding obligations in connection with the vesting of PSUs granted to the reporting person on April 1, 2019. The automatic sale of the reporting person's shares of Class A Common Stock is provided for in a performance-based stock unit agreement constituting a "binding contract" consistent with the affirmative defense to liability under Rule 10b5-1 and the sale does not represent a discretionary trade by the reporting person.
- [F3]Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $70.00 to $70.99, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- [F4]Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $71.00 to $71.39, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Documents
Issuer
CASELLA WASTE SYSTEMS INC
CIK 0000911177
Entity typeother
Related Parties
1- filerCIK 0001392991
Filing Metadata
- Form type
- 4
- Filed
- Feb 23, 7:00 PM ET
- Accepted
- Feb 24, 8:08 PM ET
- Size
- 9.2 KB