4//SEC Filing
Farquharson Andrew 4
Accession 0001179110-22-002127
CIK 0001856725other
Filed
Mar 9, 7:00 PM ET
Accepted
Mar 10, 8:13 PM ET
Size
12.4 KB
Accession
0001179110-22-002127
Insider Transaction Report
Form 4
Farquharson Andrew
Director
Transactions
- Conversion
Class A Common Stock
2022-03-07+2,309,490→ 2,375,617 total(indirect: See footnote.) - Conversion
Class A Common LLC Units
2022-03-07−2,309,490→ 256,623 total(indirect: See footnote.)Exercise: $0.00→ Class A Common Stock (2,309,490 underlying) - Other
Class A Common Stock
2022-03-07−2,229,238→ 146,379 total(indirect: See footnote.) - Conversion
Class B Common Stock
2022-03-07−2,309,490→ 256,623 total(indirect: See footnote.)
Footnotes (6)
- [F1]Pursuant to the terms of the Fifth Amended and Restated LLC Agreement between Rani Therapeutics, LLC, a direct subsidiary of the Issuer, and the holders of its Common LLC Units ("LLC Units"), InCube Ventures II, L.P. and Rani Investment Corp. elected to exchange on a one-for-one basis the LLC Units and redeem the corresponding number of shares of Class B Common Stock of the Issuer ("Class B Shares") for newly-issued shares of Class A Common Stock of the Issuer ("Class A Shares").
- [F2]InCube Ventures II, L.P. distributed these shares to its limited partners on a pro rata basis, for no consideration
- [F3]The Reporting Person is a General Partner of InCube Ventures II, L.P. and Rani Investment Corp. Represents 2,229,238 Class B Shares previously held by InCube Ventures II, L.P. and 80,252 Class B Shares previously held by Rani Investment Corp. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- [F4]The Reporting Person is a General Partner of InCube Ventures II, L.P. and Rani Investment Corp. Represents 2,229,238 Class A Shares held by InCube Ventures II, L.P. and 80,252 Class A Shares held by Rani Investment Corp. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- [F5]The Reporting Person is a General Partner of InCube Ventures II, L.P. Represents 2,229,238 Class A Shares previously held by InCube Ventures II, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- [F6]The Reporting Person is a General Partner of InCube Ventures II, L.P. and Rani Investment Corp. Represents 2,229,238 LLC Units previously held by InCube Ventures II, L.P. and 80,252 LLC Units previously held by Rani Investment Corp. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Documents
Issuer
Rani Therapeutics Holdings, Inc.
CIK 0001856725
Entity typeother
Related Parties
1- filerCIK 0001865699
Filing Metadata
- Form type
- 4
- Filed
- Mar 9, 7:00 PM ET
- Accepted
- Mar 10, 8:13 PM ET
- Size
- 12.4 KB