Simpson Tom 4
4 · Kaspien Holdings Inc. · Filed May 4, 2022
Insider Transaction Report
Form 4
Simpson Tom
Director
Transactions
- Award
Director Stock Option (Right to Buy)
2022-05-02+1,250→ 3,250 totalExercise: $4.59Exp: 2032-05-02→ Common stock, par value $0.1 per share (1,250 underlying) - Award
Common stock, par value $0.1 per share
2022-05-02$4.59/sh+3,000$13,770→ 63,000 total
Holdings
- 9,360(indirect: By LLC)
Common stock. par value $0.01 per share
- 9,737(indirect: By LLC)
Common stock, par value $0.01 per share
- 25(indirect: By Spouse)
Common stock, par value $0.01 per share
- 14,041(indirect: By LLC)
Common stock, par value $0.01 per share
- 23,879(indirect: By WIN Partners)
Common stock, par value $0.01 per share
Footnotes (7)
- [F1]The equity transactions listed above is pursuant to equity plans qualified under 16b-3 and exempt from Section 16(b) of the Securities Exchange Act
- [F2]Option grants become exercisable in 4 equal annual installments beginning on the first anniversary of the date of grant and expire 10 years after grant.
- [F3]Annual compensation paid in shares of common stock pursuant to the 2005 Long Term Incentive and Share Award Plan, as Amended, which such plan qualifies under Section 16(b)-3
- [F4]Securities held by Kick Start, LLC. Mr. Simpson holds an interest, manages and has voting control of Kick Start, LLC.
- [F5]Securities held by Kick Start III, LLC. Mr. Simpson holds an interest, manages and has voting control of Kick Start III, LLC.
- [F6]Securities held by Kick Start IV, LLC. Mr. Simpson holds an interest, manages and has voting control of Kick Start IV, LLC.
- [F7]Securities held by WIN Partners. Mr. Simpson holds an interest, manages and has voting control of WIN Partners.