4//SEC Filing
TriState Capital Holdings, Inc. 4
Accession 0001179116-17-000001
CIK 0001380846operating
Filed
Feb 22, 7:00 PM ET
Accepted
Feb 23, 2:54 PM ET
Size
15.4 KB
Accession
0001179116-17-000001
Insider Transaction Report
Form 4
YASINSKY JOHN B
Director
Transactions
- Sale
Common Stock
2017-02-22$23.70/sh−6,000$142,205→ 9,000 total - Exercise/Conversion
Common Stock
2017-02-22$8.75/sh+6,000$52,500→ 15,000 total - Exercise/Conversion
Stock Options (Right to Buy)
2017-02-22−6,000→ 0 totalExercise: $8.75From: 2012-06-15Exp: 2019-12-15→ Common Stock (6,000 underlying)
Holdings
- 6,000
Stock Options (Right to Buy)
Exercise: $11.78From: 2016-06-13Exp: 2023-12-13→ Common Stock (6,000 underlying) - 6,000
Stock Options (Right to Buy)
Exercise: $9.32From: 2014-06-30Exp: 2021-12-31→ Common Stock (6,000 underlying) - 6,000
Stock Options (Right to Buy)
Exercise: $8.00From: 2013-06-30Exp: 2020-12-31→ Common Stock (6,000 underlying) - 27,500
Common Stock
- 6,000
Stock Options (Right to Buy)
Exercise: $10.25From: 2015-06-30Exp: 2022-12-31→ Common Stock (6,000 underlying)
Footnotes (7)
- [F1]Shares held jointly of record by the Reporting Person and his spouse.
- [F2]The price reported in Column 4 is the average price. The shares were sold in multiple transactions at prices ranging from $23.70 to $23.75, inclusive. The Reporting Person undertakes to provide to any security holder of TriState Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]3,000 of these options vested and became exercisable on 06/15/2012, and the remaining 3,000 options vested and became exercisable on 12/15/2014.
- [F4]3,000 of these options vested and became exercisable on 6/13/2016, and the remainder will vest and become exercisable on 12/13/2018.
- [F5]3,000 of these options vested and became exercisable on or about 6/30/2015, and the remaining 3,000 options will vest and become exercisable on 12/31/2017.
- [F6]3,000 of these options vested and became exercisable on or about 06/30/2013, and the remaining 3,000 options vested and became exercisable on 12/31/2015.
- [F7]3,000 of these options vested and became exercisable on or about 6/30/2014, and the remaining 3,000 options vested and became exercisable on 12/31/2016.
Documents
Issuer
TriState Capital Holdings, Inc.
CIK 0001380846
Entity typeoperating
IncorporatedPA
Related Parties
1- filerCIK 0001380846
Filing Metadata
- Form type
- 4
- Filed
- Feb 22, 7:00 PM ET
- Accepted
- Feb 23, 2:54 PM ET
- Size
- 15.4 KB