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4//SEC Filing

RICCA MARK A 4

Accession 0001179230-04-000014

CIK 0000910073other
View on SEC.govCompany Profile

Filed

Jan 5, 7:00 PM ET

Accepted

Jan 6, 6:14 PM ET

Size

13.4 KB

Accession

0001179230-04-000014

Insider Transaction Report

Form 4
Period: 2003-09-16
NEW YORK COMMUNITY BANCORP INCNYB
RICCA MARK A
Executive VP
Transactions
  • Award

    Stock Option

    2003-09-16+15,000→ 15,000 total
    Exercise: $31.33From: 2004-09-16Exp: 2013-09-16→ Common Stock (15,000 underlying)
  • Award

    Common Stock

    2004-01-02+9,000→ 56,794 total
Holdings

  • Common Stock

    (indirect: By 401(k))
    15,531

  • Stock Option

    Exercise: $18.46From: 2003-07-24Exp: 2012-07-24→ Common Stock (40,000 underlying)
    40,000

  • Stock Option

    Exercise: $16.67From: 2002-12-21Exp: 2011-12-21→ Common Stock (20,000 underlying)
    20,000

  • Stock Option

    Exercise: $21.41From: 2004-01-21Exp: 2013-01-21→ Common Stock (80,000 underlying)
    80,000

  • Stock Option

    Exercise: $11.53From: 2002-01-18Exp: 2010-01-18→ Common Stock (27,651 underlying)
    27,651

  • Common Stock

    (indirect: By ESOP)
    12,843

  • Stock Option

    Exercise: $8.30From: 2000-11-30Exp: 2008-02-23→ Common Stock (24,665 underlying)
    24,665
Footnotes (8)
  • [F1]Between November 26 and November 30, 2003, the reporting person acquired 107 shares of New York Community Bancorp, Inc. common stock under the NYCB 401(k) plan through dividend reinvestment pursuant to Rule 16a-11.
  • [F2]Between May 15 and November 30, 2003, the reporting person acquired 286 shares of New York Community Bancorp, Inc. common stock through dividend reinvestment under the NYCB ESOP pursuant to Rule 16a-11.
  • [F3]Options granted pursuant to the New York Community Bancorp, Inc. 1997 Stock Option Plan that vest in three equal annual installments beginning on September 16, 2004.
  • [F4]Options granted under the Haven Stock Option Plan that were exercisable on 11/30/00.
  • [F5]Options granted under the Haven Stock Option Plan, including 18,978 that vest in three equal annual installments beginning on 1/18/02 and 8,673 that will vest on 1/18/04.
  • [F6]Options granted pursuant to the New York Community Bancorp, Inc. 1997 Stock Option Plan that vest in three equal annual installments beginning on December 21, 2002.
  • [F7]Options granted pursuant to the New York Community Bancorp, Inc. 1997 Stock Option Plan that vest in three equal annual installments beginning on July 24, 2003.
  • [F8]Options granted pursuant to the New York Community Bancorp, Inc. 1997 Stock Option Plan that vest in three equal annual installments beginning on January 21, 2004.

Documents

1 file

Issuer

NEW YORK COMMUNITY BANCORP INC

CIK 0000910073

→
Entity typeother

Related Parties

1
  • filerCIK 0001215093

Filing Metadata

Form type
4
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 6:14 PM ET
Size
13.4 KB
View on SEC.gov