NEW YORK COMMUNITY BANCORP INC·4

Jan 6, 6:14 PM ET

RICCA MARK A 4

4 · NEW YORK COMMUNITY BANCORP INC · Filed Jan 6, 2004

Insider Transaction Report

Form 4Exit
Period: 2003-09-16
RICCA MARK A
EVP and General Counsel
Transactions
  • Award

    Common Stock

    2004-01-02+9,00056,794 total
  • Award

    Stock Option

    [F3]
    2003-09-16+15,00015,000 total
    Exercise: $31.33From: 2004-09-16Exp: 2013-09-16Common Stock (15,000 underlying)
Holdings
  • Common Stock

    [F1]
    (indirect: By 401(k))
    15,531
  • Common Stock

    [F2]
    (indirect: By ESOP)
    12,843
  • Stock Option

    [F4]
    Exercise: $8.30From: 2000-11-30Exp: 2008-02-23Common Stock (24,665 underlying)
    24,665
  • Stock Option

    [F7]
    Exercise: $18.46From: 2003-07-24Exp: 2012-07-24Common Stock (40,000 underlying)
    40,000
  • Stock Option

    [F8]
    Exercise: $21.41From: 2004-01-21Exp: 2013-01-21Common Stock (80,000 underlying)
    80,000
  • Stock Option

    [F6]
    Exercise: $16.67From: 2002-12-21Exp: 2011-12-21Common Stock (20,000 underlying)
    20,000
  • Stock Option

    [F5]
    Exercise: $11.53From: 2002-01-18Exp: 2010-01-18Common Stock (27,651 underlying)
    27,651
Footnotes (8)
  • [F1]Between November 26 and November 30, 2003, the reporting person acquired 107 shares of New York Community Bancorp, Inc. common stock under the NYCB 401(k) plan through dividend reinvestment pursuant to Rule 16a-11.
  • [F2]Between May 15 and November 30, 2003, the reporting person acquired 286 shares of New York Community Bancorp, Inc. common stock through dividend reinvestment under the NYCB ESOP pursuant to Rule 16a-11.
  • [F3]Options granted pursuant to the New York Community Bancorp, Inc. 1997 Stock Option Plan that vest in three equal annual installments beginning on September 16, 2004.
  • [F4]Options granted under the Haven Stock Option Plan that were exercisable on 11/30/00.
  • [F5]Options granted under the Haven Stock Option Plan, including 18,978 that vest in three equal annual installments beginning on 1/18/02 and 8,673 that will vest on 1/18/04.
  • [F6]Options granted pursuant to the New York Community Bancorp, Inc. 1997 Stock Option Plan that vest in three equal annual installments beginning on December 21, 2002.
  • [F7]Options granted pursuant to the New York Community Bancorp, Inc. 1997 Stock Option Plan that vest in three equal annual installments beginning on July 24, 2003.
  • [F8]Options granted pursuant to the New York Community Bancorp, Inc. 1997 Stock Option Plan that vest in three equal annual installments beginning on January 21, 2004.
Signature
By: /s/ Ilene A. Angarola, Power of Attorney|2004-01-06

Documents

1 file
  • 4
    ric35.xmlPrimary