Home/Filings/4/0001179307-06-000050
4//SEC Filing

DEAN FOODS CO/ 4

Accession 0001179307-06-000050

CIK 0000931336operating

Filed

Jul 4, 8:00 PM ET

Accepted

Jul 5, 3:59 PM ET

Size

50.6 KB

Accession

0001179307-06-000050

Insider Transaction Report

Form 4
Period: 2006-06-30
Transactions
  • Exercise/Conversion

    Deferred Stock Units (DU000112)

    2006-06-30850850 total
    Exercise: $0.00From: 2005-06-30Exp: 2014-06-30Common Stock (850 underlying)
  • Exercise/Conversion

    Common Stock

    2006-06-30+15724,857 total
  • Award

    Non-Qualified Stock Option (right to buy-DF)

    2006-06-30+7,5007,500 total
    Exercise: $37.19From: 2006-06-30Exp: 2016-06-30Common Stock (7,500 underlying)
  • Exercise/Conversion

    Deferred Stock Units (TU905760)

    2006-06-30157156 total
    Exercise: $0.00From: 2005-06-27Exp: 2013-06-30Common Stock (157 underlying)
  • Award

    Restricted Stock Units (DU)

    2006-06-30+2,5502,500 total
    Exercise: $0.00From: 2007-06-30Exp: 2016-06-30Common Stock (2,550 underlying)
  • Exercise/Conversion

    Common Stock

    2006-06-30+85023,694 total
  • Exercise/Conversion

    Common Stock

    2006-06-30+15623,850 total
  • Award

    Common Stock

    2006-06-30+63726,344 total
  • Exercise/Conversion

    Deferred Stock Units (DU000046)

    2006-06-308500 total
    Exercise: $0.00From: 2004-06-30Exp: 2013-06-30Common Stock (850 underlying)
  • Exercise/Conversion

    Restricted Stock Units (DF905933)

    2006-06-308501,700 total
    Exercise: $0.00From: 2006-06-30Exp: 2015-06-30Common Stock (850 underlying)
  • Exercise/Conversion

    Deferred Stock Units (TU905807)

    2006-06-301560 total
    Exercise: $0.00From: 2004-06-27Exp: 2014-06-30Common Stock (156 underlying)
Holdings
  • Non-Qualified Stock Option (right to buy-TO000648)

    Exercise: $20.92From: 2005-06-27Exp: 2012-07-01Common Stock (4,146 underlying)
    4,146
  • Non-Qualified Stock Option (right to buy-DP003380)

    Exercise: $14.60From: 1996-05-28Exp: 2007-05-28Common Stock (6,768 underlying)
    6,768
  • Non-Qualified Stock Option (right to buy-DP003383)

    Exercise: $11.88From: 2000-06-01Exp: 2010-06-01Common Stock (6,768 underlying)
    6,768
  • Non-Qualified Stock Option (right to buy-DP003381)

    Exercise: $18.50From: 1998-06-01Exp: 2008-06-01Common Stock (6,768 underlying)
    6,768
  • Non-Qualified Stock Option (right to buy-TO000842)

    Exercise: $13.96From: 2005-06-27Exp: 2009-06-01Common Stock (1,247 underlying)
    1,247
  • Non-Qualified Stock Option (right to buy-TO000787)

    Exercise: $31.50From: 2005-06-27Exp: 2014-06-30Common Stock (1,382 underlying)
    1,382
  • Non-Qualified Stock Option (right to buy-TO000839)

    Exercise: $14.60From: 2005-06-27Exp: 2007-05-28Common Stock (1,247 underlying)
    1,247
  • Non-Qualified Stock Option (right to buy-DF002169)

    Exercise: $20.92From: 2002-07-01Exp: 2012-07-01Common Stock (22,500 underlying)
    22,500
  • Non-Qualified Stock Option (right to buy-TO000777)

    Exercise: $26.60From: 2005-06-27Exp: 2013-06-30Common Stock (1,382 underlying)
    1,382
  • Non-Qualified Stock Option (right to buy-DF003668)

    Exercise: $31.50From: 2004-06-30Exp: 2014-06-30Common Stock (7,500 underlying)
    7,500
  • Non-Qualified Stock Option (right to buy-TO000840)

    Exercise: $18.50From: 2005-06-27Exp: 2008-06-01Common Stock (1,247 underlying)
    1,247
  • Non-Qualified Stock Option (right to buy-TO000844

    Exercise: $11.88From: 2005-06-27Exp: 2010-06-01Common Stock (1,247 underlying)
    1,247
  • Non-Qualified Stock Option (right to buy-DF002879)

    Exercise: $26.60From: 2003-06-30Exp: 2013-06-30Common Stock (7,500 underlying)
    7,500
  • Non-Qualified Stock Option (right to buy-DF905922)

    Exercise: $35.24From: 2005-06-30Exp: 2015-06-30Common Stock (7,500 underlying)
    7,500
Footnotes (7)
  • [F1]Represents shares of common stock of the Issuer vested on the third annual vesting date of a 06/30/2003 award of Restricted Stock Units ("RSUs").
  • [F2]Represents shares of common stock of the Issuer vested on the second annual vesting date of a 06/30/2004 award of RSUs.
  • [F3]Represents shares of common stock of the Issuer vested on the first annual vesting date of a 06/30/2005 award of RSUs.
  • [F4]The options were granted under the Dean Foods Company Directors Plan. The options are fully vested and immediately exercisable.
  • [F5]These are restricted shares issued under the Issuer's 1997 Amended and Restated Stock Option and Restricted Stock Plan in payment of fees owed for services as an independent director. All such shares are subject to vesting in three increments, with the first vesting occurring as of the date the shares were issued.
  • [F6]The options were automatically granted under the Issuer's 1997 Amended and Restated Stock Option and Restricted Stock Plan, and are fully vested and immediately exercisable upon grant.
  • [F7]The reporting person has received an award of Restricted Stock Units ("RSUs") which is a right to receive shares of common stock of the Issuer in the future, subject to the terms and conditions of the RSU Award Agreement. The RSUs vest annually, on a prorata basis, over a three year period beginning on the first anniversary date of the grant.

Issuer

DEAN FOODS CO/

CIK 0000931336

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000931336

Filing Metadata

Form type
4
Filed
Jul 4, 8:00 PM ET
Accepted
Jul 5, 3:59 PM ET
Size
50.6 KB