Home/Filings/4/0001179319-05-000009
4//SEC Filing

DEAN FOODS CO/ 4

Accession 0001179319-05-000009

CIK 0000931336operating

Filed

Oct 3, 8:00 PM ET

Accepted

Oct 4, 4:56 PM ET

Size

38.7 KB

Accession

0001179319-05-000009

Insider Transaction Report

Form 4
Period: 2005-09-30
Transactions
  • Award

    Common Stock

    2005-09-30+89515,663 total
Holdings
  • Non-Qualified Stock Option (right to buy-TO000840)

    Exercise: $18.50From: 2005-06-27Exp: 2008-06-01Common Stock (1,247 underlying)
    1,247
  • Non-Qualified Stock Option (right to buy-DP003379)

    Exercise: $10.85From: 1996-10-21Exp: 2006-10-01Common Stock (6,768 underlying)
    6,768
  • Non-Qualified Stock Option (right to buy-DF002879)

    Exercise: $26.60From: 2003-06-30Exp: 2013-06-30Common Stock (7,500 underlying)
    7,500
  • Restricted Stock Units (DF905933)

    Exercise: $0.00From: 2006-06-30Exp: 2015-06-30Common Stock (2,550 underlying)
    2,550
  • Non-Qualified Stock Option (right to buy-DF003668)

    Exercise: $31.50From: 2004-06-30Exp: 2014-06-30Common Stock (7,500 underlying)
    7,500
  • Non-Qualified Stock Option (right to buy-DP003380)

    Exercise: $14.60From: 1996-05-28Exp: 2007-05-28Common Stock (6,768 underlying)
    6,768
  • Non-Qualified Stock Option (right to buy-TO000837)

    Exercise: $10.85From: 2005-06-27Exp: 2006-10-01Common Stock (1,247 underlying)
    1,247
  • Non-Qualified Stock Option (right to buy-TO000787)

    Exercise: $31.50From: 2005-06-27Exp: 2014-06-30Common Stock (1,382 underlying)
    1,382
  • Deferred Stock Units (DU000046)

    Exercise: $0.00From: 2004-06-30Exp: 2013-06-30Common Stock (850 underlying)
    850
  • Deferred Stock Units (TU905807)

    Exercise: $0.00From: 2005-06-27Exp: 2014-06-30Common Stock (156 underlying)
    156
  • Non-Qualified Stock Option (right to buy-TO000842)

    Exercise: $13.96From: 2005-06-27Exp: 2009-06-01Common Stock (1,247 underlying)
    1,247
  • Non-Qualified Stock Option (right to buy-DP003383)

    Exercise: $11.88From: 2000-06-01Exp: 2010-06-01Common Stock (6,768 underlying)
    6,768
  • Non-Qualified Stock Option (right to buy-TO000777)

    Exercise: $26.60From: 2005-06-27Exp: 2013-06-30Common Stock (1,382 underlying)
    1,382
  • Non-Qualified Stock Option (right to buy-TO000844

    Exercise: $11.88From: 2005-06-27Exp: 2010-06-01Common Stock (1,247 underlying)
    1,247
  • Non-Qualified Stock Option (right to buy-DF002169)

    Exercise: $20.92From: 2002-07-01Exp: 2012-07-01Common Stock (22,500 underlying)
    22,500
  • Non-Qualified Stock Option (right to buy-TO000648)

    Exercise: $20.92From: 2005-06-27Exp: 2012-07-01Common Stock (4,146 underlying)
    4,146
  • Non-Qualified Stock Option (right to buy-DF905922)

    Exercise: $35.24From: 2005-06-30Exp: 2015-06-30Common Stock (7,500 underlying)
    7,500
  • Non-Qualified Stock Option (right to buy-TO000839)

    Exercise: $14.60From: 2005-06-27Exp: 2007-05-28Common Stock (1,247 underlying)
    1,247
  • Non-Qualified Stock Option (right to buy-DP003381)

    Exercise: $18.50From: 1998-06-01Exp: 2008-06-01Common Stock (6,768 underlying)
    6,768
  • Deferred Stock Units (TU905760)

    Exercise: $0.00From: 2005-06-27Exp: 2013-06-30Common Stock (313 underlying)
    313
  • Deferred Stock Units (DU000112)

    Exercise: $0.00From: 2005-06-30Exp: 2014-06-30Common Stock (1,700 underlying)
    1,700
Footnotes (7)
  • [F1]These are restricted shares issued under the Issuer's 1997 Amended and Restated Stock Option and Restricted Stock Plan in payment of fees owed for services as an independent director. All such shares are subject to a 3-year vesting period, with the first vesting occurring as of the date the shares were issued.
  • [F2]Due to the spin-off of the Issuer's Specialty Foods Division on June 27, 2005, the Amount of Securities Beneficially Owned Following Reported Transaction includes 314 vested Restricted Stock Units because the reporting person's number of Restricted Stock Units was adjusted to restore the post-spin value of the award to the pre-spin value of the award.
  • [F3]Due to the spin-off of the Issuer's Specialty Foods Division on June 27, 2005, the option price has been adjusted to reflect the post-spin value of the option, and the reporting person has received additional options so the post-spin value of the option award is the same as the pre-spin value of the option award.
  • [F4]The options were granted under the Dean Foods Company Directors Plan. The options are fully vested and immediately exercisable.
  • [F5]The options were automatically granted under the Issuer's 1997 Amended and Restated Stock Option and Restricted Stock Plan, and are fully vested and immediately exercisable upon grant.
  • [F6]The reporting person has received an award of Restricted Stock Units ("RSUs") which is a right to receive shares of common stock of the Issuer in the future, subject to the terms and conditions of the RSU Award Agreement. The RSUs vest annually, on a prorata basis, over a three year period beginning on the first anniversary date of the grant.
  • [F7]Due to the spin-off of the Issuer's Specialty Foods Division on June 27, 2005, the reporting person's number of RSUs has been adjusted to restore the post-spin value of the award to the pre-spin value of the award.

Issuer

DEAN FOODS CO/

CIK 0000931336

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000931336

Filing Metadata

Form type
4
Filed
Oct 3, 8:00 PM ET
Accepted
Oct 4, 4:56 PM ET
Size
38.7 KB