4//SEC Filing
Hewlett Packard Enterprise Co 4
Accession 0001179706-16-000487
$HPECIK 0001645590operating
Filed
Nov 2, 8:00 PM ET
Accepted
Nov 3, 6:46 PM ET
Size
25.8 KB
Accession
0001179706-16-000487
Insider Transaction Report
Form 4
YOUNGJOHNS ROBERT
EVP and GM, HP Software
Transactions
- Exercise/Conversion
Common Stock
2016-11-02$22.02/sh+58,215$1,281,894→ 58,215 total - Sale
Common Stock
2016-11-02$22.01/sh−179,890$3,959,199→ 27,837 total - Tax Payment
Common Stock
2016-11-02$22.02/sh−30,378$668,924→ 27,837 total - Award
Restricted Stock Units
2016-10-31+28.322→ 12,175.337 total→ Common Stock (28.322 underlying) - Award
Restricted Stock Units
2016-10-31+94.269→ 39,799.184 total→ Common Stock (94.269 underlying) - Award
Restricted Stock Units
2016-10-31+154.526→ 63,902.171 total→ Common Stock (154.526 underlying) - Exercise/Conversion
Common Stock
2016-11-02$14.49/sh+179,890$2,606,606→ 207,727 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2016-11-02−179,890→ 359,781 totalExercise: $14.49From: 2016-11-02Exp: 2023-11-02→ Common Stock (179,890 underlying) - Award
Restricted Stock Units
2016-10-31+42.622→ 18,074.622 total→ Common Stock (42.622 underlying) - Exercise/Conversion
Restricted Stock Units
2016-11-02−58,215→ 116,426 total→ Common Stock (58,215 underlying)
Footnotes (10)
- [F1]The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/12/16.
- [F10]As previously reported, on 12/09/15 the reporting person was granted 63,131 RSUs, 21,043 of which will vest on 12/09/16, and 21,044 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 154.5263 dividend equivalent rights being reported reflect 154.5263 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.
- [F2]The price in Column 4 is a weighted average price. The prices actually paid ranged from $21.87 to $22.15. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
- [F3]This option became exercisable beginning on this date.
- [F4]This option is no longer exercisable beginning on this date.
- [F5]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- [F6]As previously reported, on 12/11/13 the reporting person was granted 19,300 restricted stock units ("RSUs"), 6,433 of which vested on 12/11/14, 6,433 of which vested early on 09/17/15, and 11,571 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 28.3224 dividend equivalent rights being reported reflect 28.3224 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.
- [F7]As previously reported, on 07/17/14, the reporting person was granted 29,045 RSUs, 9,681 of which vested on 07/17/15, 17,413 of which vested on 07/17/16, and 17,413 of which will vest on 07/17/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 42.6219 dividend equivalent rights being reported reflect 42.6219 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.
- [F8]As previously reported, on 12/10/14 the reporting person was granted 32,120 RSUs, 10,706 of which vested early on 09/17/15, and 19,256 of which will vest on 12/10/16, and 19,257 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 94.2686 dividend equivalent rights being reported reflect 94.2686 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.
- [F9]As previously reported, on 11/02/15 the reporting person was granted 172,533 RSUs, 57,511 of which vested on 11/02/16, 57,511 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 422.3104 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. The number of derivative securities in column 5 also includes 704 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.4378 shares due to the rounding of fractional shares.
Documents
Issuer
Hewlett Packard Enterprise Co
CIK 0001645590
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001645590
Filing Metadata
- Form type
- 4
- Filed
- Nov 2, 8:00 PM ET
- Accepted
- Nov 3, 6:46 PM ET
- Size
- 25.8 KB