Home/Filings/4/0001179706-18-000006
4//SEC Filing

Gomez Henry 4

Accession 0001179706-18-000006

CIK 0001645590other

Filed

Jan 24, 7:00 PM ET

Accepted

Jan 25, 4:59 PM ET

Size

30.5 KB

Accession

0001179706-18-000006

Insider Transaction Report

Form 4
Period: 2017-01-23
Gomez Henry
EVP, CM & CO
Transactions
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2018-01-24229,3270 total
    Exercise: $8.92From: 2014-12-11Exp: 2021-12-11Common Stock (229,327 underlying)
  • Award

    Restricted Stock Units

    2018-01-03+493.34297,188.342 total
    Common Stock (493.342 underlying)
  • Exercise/Conversion

    Common Stock

    2018-01-23$8.83/sh+212,609$1,877,337212,609 total
  • Sale

    Common Stock

    2018-01-23$16.52/sh212,609$3,511,7690 total
  • Exercise/Conversion

    Common Stock

    2018-01-23$8.62/sh+363,278$3,131,456363,278 total
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2018-01-23363,278181,640 total
    Exercise: $8.62From: 2016-11-02Exp: 2023-11-02Common Stock (363,278 underlying)
  • Award

    Restricted Stock Units

    2018-01-03+296.28159,925.281 total
    Common Stock (296.281 underlying)
  • Award

    Restricted Stock Units

    2018-01-03+318.90863,738.908 total
    Common Stock (318.908 underlying)
  • Sale

    Common Stock

    2018-01-23$16.52/sh363,278$6,000,4440 total
  • Exercise/Conversion

    Common Stock

    2018-01-24$8.92/sh+229,327$2,045,597229,327 total
  • Sale

    Common Stock

    2018-01-24$16.75/sh229,327$3,841,2270 total
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2018-01-23212,609106,305 total
    Exercise: $8.83From: 2016-12-09Exp: 2023-12-09Common Stock (212,609 underlying)
  • Award

    Restricted Stock Units

    2018-01-03+132.526,798.5 total
    Common Stock (132.5 underlying)
Footnotes (9)
  • [F1]The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/02/17.
  • [F2]The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.44 to $16.55. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
  • [F3]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
  • [F4]This option will become exercisable beginning on this date.
  • [F5]This option is no longer exercisable beginning on this date.
  • [F6]As previously reported, on 11/02/15 the reporting person was granted 103,520 Restricted Stock Units ("RSUs), 34,506 of which vested on 11/02/16, 58,070 of which vested on 11/02/17, and 58,071 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 296.2806 dividend equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
  • [F7]As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which vested on 12/09/16, 25,969 of which vested on 12/09/17, and 25,970 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 132.5000 dividend equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
  • [F8]As previously reported, on 12/07/16 the reporting person was granted 55,713 RSUs, 31,251 of which vested on 12/07/17, and 31,253 of which will vest on each of 12/07/18 and 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 318.9082 dividend equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
  • [F9]As previously reported, on 12/07/17 the reporting person was granted 96,695 RSUs, 32,231 of which will vest on 12/07/18, and 32,232 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 493.3418 dividend equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

Issuer

Hewlett Packard Enterprise Co

CIK 0001645590

Entity typeother

Related Parties

1
  • filerCIK 0001317648

Filing Metadata

Form type
4
Filed
Jan 24, 7:00 PM ET
Accepted
Jan 25, 4:59 PM ET
Size
30.5 KB