4//SEC Filing
Gomez Henry 4
Accession 0001179706-18-000129
CIK 0001645590other
Filed
Jun 4, 8:00 PM ET
Accepted
Jun 5, 8:50 PM ET
Size
31.5 KB
Accession
0001179706-18-000129
Insider Transaction Report
Form 4
Gomez Henry
EVP, CM & CO
Transactions
- Exercise/Conversion
Common Stock
2018-06-02$15.53/sh+16,152$250,841→ 96,414 total - Tax Payment
Common Stock
2018-06-02$15.53/sh−8,741$135,748→ 87,673 total - Exercise/Conversion
Common Stock
2018-06-02$15.53/sh+16,269$252,658→ 103,942 total - Exercise/Conversion
Restricted Stock Units
2018-06-01−60,178→ 0 total→ Common Stock (60,178 underlying) - Exercise/Conversion
Restricted Stock Units
2018-06-01−26,912→ 0 total→ Common Stock (26,912 underlying) - Exercise/Conversion
Restricted Stock Units
2018-06-02−16,269→ 0 total→ Common Stock (162,689 underlying) - Exercise/Conversion
Common Stock
2018-06-01$15.53/sh+60,178$934,564→ 60,178 total - Tax Payment
Common Stock
2018-06-01$15.53/sh−32,564$505,719→ 27,614 total - Exercise/Conversion
Common Stock
2018-06-01$15.53/sh+26,912$417,943→ 54,526 total - Sale
Common Stock
2018-06-01$15.33/sh−14,563$223,251→ 39,963 total - Award
Common Stock
2018-06-01$15.53/sh+94,049$1,460,581→ 134.012 total - Sale
Common Stock
2018-06-04$15.51/sh−53,750$833,474→ 80,262 total - Tax Payment
Common Stock
2018-06-02$15.53/sh−8,804$136,726→ 95,138 total - Exercise/Conversion
Restricted Stock Units
2018-06-02−16,152→ 0 total→ Common Stock (16,152 underlying)
Footnotes (9)
- [F1]To clarify, 01/23/18 was the earliest transaction date required to be reported on the Form 4 submitted 01/25/18.
- [F2]On 12/09/15 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. These PARSUs which were originally scheduled to vest 50% after 2 and 3 years subject to performance, and issued in Issuer's common stock, vested early on 06/01/18.
- [F3]The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/01/16 to sell these shares to satisfy taxes associated with the PARSUs early vesting on 06/01/18.
- [F4]The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.38 to $15.63. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
- [F5]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- [F6]As previously reported, on 11/02/15 the reporting person was granted 103,520 Restricted Stock Units ("RSUs), 34,506 of which vested on 11/02/16, 58,070 of which vested on 11/02/17, and 58,071 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The amount reported in Column 5 includes 252.4826 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 also includes 2,107 vested dividend equivalent rights and a de minimus adjustment of 0.2368 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.
- [F7]As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which vested on 12/09/16, 25,969 of which vested on 12/09/17, and 25,970 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The amount reported in Column 5 includes 112.9130 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 also includes 942 vested dividend equivalent rights and a de minimus adjustment of 0.5870 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.
- [F8]As previously reported, on 12/07/16 the reporting person was granted 55,713 RSUs, 31,251 of which vested on 12/07/17, and 31,253 of which was to vest on each of 12/07/18 and 12/07/19. Unvested RSUs and Dividend equivalent rights were pro-rated in connection with the reporting person's resignation, and resulted in forfeiture of 46,878 unvested RSUs and 981 unvested Dividend equivalent rights on 06/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 271.7652 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 also includes 524 vested dividend equivalent rights and a de minimus adjustment of 0.32660 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.
- [F9]As previously reported, on 12/07/17 the reporting person was granted 96,695 RSUs, 32,231 of which was to vest on 12/07/18, and 32,232 of which was to vest on each of 12/07/19 and 12/07/20. Unvested RSUs and Dividend equivalent rights were pro-rated in connection with the reporting person's resignation, and resulted in forfeiture of 80,579 unvested RSUs and 761 unvested Dividend equivalent rights on 06/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 420.4130 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 also includes 153 vested dividend equivalent rights and a de minimus adjustment of 0.24520 due to fractional rounding of the dividend equivalent rights.
Documents
Issuer
Hewlett Packard Enterprise Co
CIK 0001645590
Entity typeother
Related Parties
1- filerCIK 0001317648
Filing Metadata
- Form type
- 4
- Filed
- Jun 4, 8:00 PM ET
- Accepted
- Jun 5, 8:50 PM ET
- Size
- 31.5 KB