Home/Filings/4/0001180154-05-000072
4//SEC Filing

CRENSHAW JERRY R 4

Accession 0001180154-05-000072

CIK 0000918958other

Filed

May 2, 8:00 PM ET

Accepted

May 3, 7:04 PM ET

Size

27.6 KB

Accession

0001180154-05-000072

Insider Transaction Report

Form 4
Period: 2005-04-28
CRENSHAW JERRY R
Sr VP, CFO and CAO
Transactions
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2005-04-2815,0000 total
    Exercise: $25.00Exp: 2008-12-20Common Shares (15,000 underlying)
  • Disposition to Issuer

    Option (Right to Buy)

    2005-04-2813,06886,932 total
    Exercise: $35.02Exp: 2012-02-18Units (13,068 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2005-04-2875,0000 total
    Exercise: $22.00Exp: 2008-12-20Common Shares (75,000 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2005-04-2820,0000 total
    Exercise: $21.81Exp: 2006-11-18Common Shares (20,000 underlying)
  • Disposition to Issuer

    Option (Right to Buy)

    2005-04-2815,0000 total
    Exercise: $70.50Exp: 2008-03-08Units (15,000 underlying)
  • Award

    Units of limited partnership of Operating Partnership

    2005-04-28+75,00075,000 total
    Exp: 2010-06-30Common Shares (150,000 underlying)
Holdings
  • Common Shares

    127,692
  • Common Shares

    (indirect: By 401(k))
    6,463
  • Employee Stock Option (Right to Buy)

    Exercise: $15.81Exp: 2009-11-04Common Shares (165,000 underlying)
    165,000
Footnotes (11)
  • [F1]Information based on most recent available plan statement of Crescent Real Estate Equities, Ltd. 401(k) Plan.
  • [F10]Applicable solely to unvested Units; not applicable to vested Units
  • [F11]Option granted November 5, 1999, pursuant to Issuer's Second Amended and Restated 1995 Stock Incentive Plan; vested and became exercisable in 20% increments on first, second, third, fourth and fifth anniversary dates of grant.
  • [F2]As condition to and in exchange for grant described in FN 9, Reporting Person on April 28, 2005, in transactions exempt under Rule 16b-3(e), relinquished to Issuer for cancellation employee stock options covering aggregate of 145,000 Common Shares and relinquished to Operating Partnership for cancellation Unit options covering aggregate of 28,068 Units.
  • [F3]Option granted November 19, 1996, pursuant to Issuer's 1995 Stock Incentive Plan; vested and became exercisable in 20% increments on first, second, third, fourth and fifth anniversary dates of grant.
  • [F4]Option granted December 21, 1998, pursuant to Issuer's Second Amended and Restated Stock 1995 Stock Incentive Plan; vested and became exercisable in 20% increments on first, second, third, fourth and fifth anniversary dates of grant.
  • [F5]Option granted February 19, 2002, by Operating Partnership, in transaction exempt under Rule 16b-3, to purchase Units of limited partnership ("Units") of Operating Partnership. Each Unit exchangeable for two Common Shares of Issuer stock, subject to normal antidilution adjustments, or cash equivalent to market value of two Common Shares of Issuer stock, at discretion of Issuer.
  • [F6]Option granted October 1, 2003, by Operating Partnership, in transaction exempt under Rule 16b-3(d), to purchase Units. Each Unit exchangeable for cash equivalent to market value of two Common Shares of Issuer stock or, at discretion of Issuer, but subject to shareholder approval, for two Common Shares of Issuer stock, subject to normal antidilution adjustments.
  • [F7]Crescent Real Estate Equities Limited Partnership ("Operating Partnership")
  • [F8]Beginning on second anniversary of date of grant, each vested Unit exchangeable for cash equivalent to market value of two Common Shares of Issuer stock or, at discretion of Issuer, but subject to shareholder approval, for two Common Shares of Issuer stock, subject to normal antidilution adjustments.
  • [F9]Satisfaction on April 28, 2005 of conditions to grant by Operating Partnership pursuant to 2004 Crescent Real Estate Equities Limited Partnership Long-Term Incentive Plan in transaction exempt under Rule 16b-3(d). 20% of Units vest when trailing 40 trading day closing sale price average ("Average Close") equals or exceeds $19; additional 20%, when Average Close equals or exceeds $20; additional 20%, when Average Close equals or exceeds $21; additional 20%, when Average Close equals or exceeds $22.50; and final 20%, when Average Close equals or exceeds $24. General Partner of Operating Partnership has discretionary authority to establish alternative vesting schedules based on Issuer's achievement of annual performance targets as determined from time to time by the Compensation Committee of General Partner.

Issuer

CRESCENT REAL ESTATE EQUITIES CO

CIK 0000918958

Entity typeother

Related Parties

1
  • filerCIK 0001184163

Filing Metadata

Form type
4
Filed
May 2, 8:00 PM ET
Accepted
May 3, 7:04 PM ET
Size
27.6 KB