Home/Filings/4/0001180171-26-000002
4//SEC Filing

HAGEDORN JAMES 4

Accession 0001180171-26-000002

CIK 0000825542other

Filed

Jan 5, 7:00 PM ET

Accepted

Jan 6, 1:37 PM ET

Size

12.4 KB

Accession

0001180171-26-000002

Insider Transaction Report

Form 4
Period: 2026-01-02
HAGEDORN JAMES
DirectorChairman & CEO10% Owner
Transactions
  • Other

    Common Shares

    2025-12-31$48.32/sh+41.391$2,000103,176.46 total
  • Exercise/Conversion

    Common Shares

    2026-01-02+940.377104,116.837 total
  • Tax Payment

    Common Shares

    2026-01-02$59.38/sh42.377$2,516104,074.46 total
  • Exercise/Conversion

    Phantom Stock

    2026-01-02941.612232,473.157 total
    Common Shares (941.612 underlying)
Holdings
  • Common Shares

    (indirect: By 401(k))
    31,533.64
  • Common Shares

    (indirect: HPLP)
    997,910
Footnotes (4)
  • [F1]Each phantom stock unit was the economic equivalent of one share of Issuer's common shares. On January 2, 2026, the reporting person's phantom stock units were settled for an equal number of shares of Issuer's common shares.
  • [F2]Pursuant to Exchange Act Rule 16a-1(a)(1), the reporting person may be deemed, solely for purposes of determining whether he is a beneficial owner of more than 10% of the common shares of the Issuer ("Common Shares"), to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the reporting person is a general partner (the "Partnership"). Represents the aggregate proportionate interest of the reporting person and those family members in whose holdings he may be deemed to have a pecuniary interest, in Common Shares held by the Partnership.
  • [F3]Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.
  • [F4]Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Issuer

SCOTTS MIRACLE-GRO CO

CIK 0000825542

Entity typeother

Related Parties

1
  • filerCIK 0001180171

Filing Metadata

Form type
4
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 1:37 PM ET
Size
12.4 KB