National Vision Holdings, Inc.·4

Aug 1, 4:10 PM ET

GOODMAN MITCHELL 4

4 · National Vision Holdings, Inc. · Filed Aug 1, 2018

Insider Transaction Report

Form 4
Period: 2018-07-30
GOODMAN MITCHELL
SVP, GC and Secretary
Transactions
  • Award

    Stock Option (Right to Buy)

    2018-07-30$4.27/sh+74,760$319,225103,240 total
    Exercise: $4.27Exp: 2024-03-13Common Stock (74,760 underlying)
  • Sale

    Common Stock

    2018-07-30$38.26/sh56,848$2,174,97062,580 total
Footnotes (3)
  • [F1]This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc. of $39.75, less the underwriting discount of $1.4906 per share.
  • [F2]On March 13, 2014, the reporting person was granted stock options, subject to time-based and performance-based vesting. On July 30, 2018, a liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholders and 74,760 stock options which had previously not been reported were deemed earned.
  • [F3]Of the 103,240 stock options reported herein, 74,760 are vested and the remaining 28,480 time-based stock options will vest on March 13, 2019. An additional 138,842 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above.

Documents

1 file
  • 4
    wf-form4_153315421849718.xmlPrimary

    FORM 4