Home/Filings/4/0001181070-18-000010
4//SEC Filing

GOODMAN MITCHELL 4

Accession 0001181070-18-000010

CIK 0001710155other

Filed

Aug 1, 8:00 PM ET

Accepted

Aug 2, 4:26 PM ET

Size

7.5 KB

Accession

0001181070-18-000010

Insider Transaction Report

Form 4
Period: 2018-08-02
GOODMAN MITCHELL
SVP, GC and Secretary
Transactions
  • Sale

    Common Stock

    2018-08-02$38.26/sh8,640$330,56153,940 total
  • Award

    Stock Option (Right to Buy)

    2018-08-02$4.27/sh+10,680$45,604113,920 total
    Exercise: $4.27Exp: 2024-03-13Common Stock (10,680 underlying)
Footnotes (3)
  • [F1]This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc., less the underwriting discount of $1.4906 per share, in connection with the exercise of the underwriters' over-allotment option.
  • [F2]On March 13, 2014, the reporting person was granted stock options, subject to time-based and performance-based vesting. On August 2, 2018, a liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholders and 10,680 stock options which had previously not been reported were deemed earned.
  • [F3]Of the 113,920 stock options reported herein, 85,440 are vested and the remaining 28,480 time-based stock options will vest on March 13, 2019. An additional 128,162 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above.

Issuer

National Vision Holdings, Inc.

CIK 0001710155

Entity typeother

Related Parties

1
  • filerCIK 0001181070

Filing Metadata

Form type
4
Filed
Aug 1, 8:00 PM ET
Accepted
Aug 2, 4:26 PM ET
Size
7.5 KB