GOODMAN MITCHELL 4
4 · National Vision Holdings, Inc. · Filed Nov 21, 2018
Insider Transaction Report
Form 4
GOODMAN MITCHELL
SVP, GC and Secretary
Transactions
- Sale
Common Stock
2018-11-19$40.20/sh−94,576$3,801,955→ 53,940 total - Award
Stock Option (Right to Buy)
2018-11-19$4.27/sh+48,060$205,216→ 76,540 totalExercise: $4.27Exp: 2024-03-13→ Common Stock (48,060 underlying)
Footnotes (3)
- [F1]This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc., less the underwriting discount of $.30 per share.
- [F2]On March 13, 2014, the reporting person was granted stock options, subject to time-based and performance-based vesting. On November 19, 2018, a liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholders and 48,060 stock options which had previously not been reported were deemed earned.
- [F3]Of these 76,540 stock options, 48,060 are vested and the remaining 28,480 stock options will vest on March 13, 2019. An additional 80,102 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above.