4//SEC Filing
AMERICAN CAPITAL, LTD 4
Accession 0001181078-13-000012
CIK 0000817473operating
Filed
Nov 19, 7:00 PM ET
Accepted
Nov 20, 4:12 PM ET
Size
19.7 KB
Accession
0001181078-13-000012
Insider Transaction Report
Form 4
WAGNER IRA
President,European Priv Fin
Transactions
- Sale
Common Stock
2013-11-18$14.65/sh−170,140$2,492,721→ 109,356 total - Exercise/Conversion
Options
2013-11-18+78,035→ 156,070 totalExercise: $6.51From: 2011-10-21Exp: 2020-10-21→ Common Stock (78,035 underlying) - Exercise/Conversion
Common Stock
2013-11-18$5.19/sh+78,035$405,002→ 109,356 total - Exercise/Conversion
Common Stock
2013-11-18$6.51/sh+78,035$508,008→ 109,356 total - Exercise/Conversion
Options
2013-11-18+30,000→ 132,210 totalExercise: $6.77From: 2012-10-20Exp: 2021-10-20→ Common Stock (30,000 underlying) - Exercise/Conversion
Common Stock
2013-11-18$6.77/sh+30,000$203,100→ 109,356 total - Exercise/Conversion
Common Stock
2013-11-18$6.77/sh+14,070$95,254→ 109,356 total - Exercise/Conversion
Options
2013-11-18+78,035→ 156,070 totalExercise: $5.19From: 2011-07-22Exp: 2020-07-22→ Common Stock (78,035 underlying) - Exercise/Conversion
Options
2013-11-18+14,070→ 162,210 totalExercise: $6.77From: 2012-10-20Exp: 2021-10-20→ Common Stock (14,070 underlying)
Footnotes (4)
- [F1]Price reflects weighted average sales price; actual sale prices ranged from $14.51 to $14.76. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.
- [F2]The option vests in five equal installments beginning on July 22, 2011.
- [F3]The option vests in five equal installments beginning on October 21, 2011.
- [F4]The option vests in five equal installments beginning on October 20, 2012.
Documents
Issuer
AMERICAN CAPITAL, LTD
CIK 0000817473
Entity typeoperating
Related Parties
1- filerCIK 0000817473
Filing Metadata
- Form type
- 4
- Filed
- Nov 19, 7:00 PM ET
- Accepted
- Nov 20, 4:12 PM ET
- Size
- 19.7 KB