SEC Form 4

FORM 4

[ ] Check this box if no longer
subject to Section 16. Form 4 or Form
5 obligations may continue.
See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility
Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Stein, Jay A.

(Last) (First) (Middle)

c/o Hologic, Inc.

35 Crosby Drive

(Street)

Bedford, MA 01730

(City) (State) (Zip)

2. Issuer Name
and Ticker or Trading Symbol

Hologic, Inc.
HOLX

3. I.R.S. Identification
    Number of Reporting
    Person, if an entity
    (voluntary)

4. Statement for
Month/Day/Year

09/17/2002

5. If Amendment,
Date of Original
(Month/Day/Year)

6. Relationship of Reporting Person(s) to Issuer

(Check all applicable)

X Director 10% Owner

X Officer (give title below) Other (specify below)

Description Chairman & Chief Technical Officer

7. Individual or Joint/Group
Filing (Check Applicable Line)

X Form filed by One Reporting Person

Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security
(Instr. 3)

2.Transaction
Date
(Month/Day/Year)

2A. Deemed Execution Date, if any
(Month/Day/Year)

3. Transaction
Code
(Instr. 8)

4. Securities Acquired (A) or Disposed Of (D)
(Instr. 3, 4, and 5)

5. Amount of
    Securities
    Beneficially
    Owned Following
    Reported Transaction(s)

    (Instr. 3 and 4)

6. Owner-
    ship
    Form:
    Direct (D)
    or
    Indirect (I)

    (Instr. 4)

7. Nature of
     Indirect
     Beneficial
     Ownership

    (Instr. 4)

Code

Amount

A/D

Price

Common Stock, $.01 par value

280,077

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned

(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security
(Instr. 3)

2. Conver-
    sion or
    Exercise
    Price of
    Deri-
    vative
    Security

3. Transaction Date

(Month/
Day/
Year)

3A. Deemed Execution Date, if any

(Month/
Day/
Year)

4. Transaction Code
(Instr.8)

5. Number of Derivative
    Securities Acquired (A)
    or Disposed Of (D)

    (Instr. 3, 4 and 5)

6. Date Exercisable(DE) and
Expiration Date(ED)
(Month/Day/Year)

7. Title and Amount of
Underlying Securities
(Instr. 3 and 4)

8. Price
    of
    Derivative
    Security
    (Instr.5)

9. Number of
    Derivative
    Securities
    Beneficially
    Owned
    Following
    Reported
    Transaction(s)
    (Instr.4)

10. Owner-
ship
Form of
Deriv-
ative
Securities:
Direct (D)
or
Indirect (I)

(Instr.4)

11. Nature of
      Indirect
      Beneficial
      Ownership
      (Instr.4)

Code

Title

Amount or Number of Shares

Option*(Right to buy)

$6.1875

1/1/1996***

4/4/2005

COMMON STOCK

8,000

Option**(Right to buy)

$8.25

1/1/1996

6/28/2005

COMMON STOCK

90,000

Option**(Right to buy)

$13.125

5/5/1999

5/5/2007

COMMON STOCK

15,000

Option**(Right to buy)

$13.125

12/15/1998***

12/15/2007

COMMON STOCK

10,000

Option**(Right to buy)

$6.00

12/8/2000***

12/8/2009

COMMON STOCK

10,000

Option**(Right to buy)

$6.9375

5/9/2001

11/9/2010

COMMON STOCK

15,000

Option**(Right to buy)

$5.00

1/25/2001***

10/25/2010

COMMON STOCK

5,000

Option**(Right to buy)

$5.05

10/1/2002***

10/1/2011

COMMON STOCK

1,000

Option**(Right to buy)

$10.26

11/13/2002***

11/13/2011

COMMON STOCK

50,000

Option**(Right to buy)

$9.50

9/17/2002

10,000

9/17/2003***

9/17/2012

COMMON STOCK

10,000

214,000

Explanation of Responses:

*Employee Stock Option granted under the Hologic, Inc. 1986 Combination Stock Option Plan
**Employee Stock Option
***Subject to vesting schedule

By:
/s/ Jay A. Stein 09/19/2002
** Signature of Reporting Person Date

SEC 1474 (8-02)

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB Number.

STEIN JAY A 4