SEC Form 4

FORM 4

[ ] Check this box if no longer
subject to Section 16. Form 4 or Form
5 obligations may continue.
See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility
Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number: 3235-0287

Expires: January 31, 2005
Estimated average burden
hours per response. . . . . 0.5

1. Name and Address of Reporting Person* ~~LeDoux~~Weaver, ~~Mark~~Randell (Last) (First) (Middle) 1185 Linda Vista DrDrive Suite 200 (Street) San Marcos, CA 92069 (City) (State) (Zip) 2. Issuer Name and Ticker or Trading Symbol Natural Alternatives InternationalNAII 3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary) 4. Statement for Month/Day/Year 1011/1018/2002 5. If Amendment, Date of Original (Month/Day/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) X Director X 10% Owner X Officer (give title below) Other (specify below) Description ~~President~~Chief Financial Officer/Chief Operating Officer 7. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security (Instr. 3)

2.TransactionDate(Month/Day/Year)

2A. Deemed Execution Date, if any(Month/Day/Year)

3. Transaction Code (Instr. 8)

4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4, and 5)

5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)

6. Owner- ship Form: Direct (D) or Indirect (I) (Instr. 4)

7. Nature of Indirect Beneficial Ownership (Instr. 4)

Code

Amount

A/D

Price

Common Stock

~~10/~~11/18/2002

~~5600~~1,000

$23.60284

779,000

~~Marie LeDoux Foundation~~

593,100

LeDoux family Ltd Partnership

153,000

Marie LeDoux Charitable Annuity Trust

31,000

Marie Le Doux Charitable Unitrust

213,101

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security (Instr. 3)

2. Conver- sion or Exercise Price of Deri- vative Security

3. Transaction Date(Month/Day/Year)

3A. Deemed Execution Date, if any (Month/Day/Year)

4. Transaction Code (Instr.8)

5. Number of Derivative Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)

6. Date Exercisable(DE) and Expiration Date(ED) (Month/Day/Year)

7. Title and Amount of Underlying Securities (Instr. 3 and 4)

8. Price of Derivative Security (Instr.5)

9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.4)

10. Owner-shipForm ofDeriv-ativeSecurities:Direct (D)orIndirect (I)(Instr.4)

11. Nature of Indirect Beneficial Ownership (Instr.4)

Code

Title

Amount or Number of Shares

Common stock options (right to buy)

$2.04

9/1/2009

8/31/2011

Common stock

100,000

Common stock options (right to buy)

$3.399

8/20/2002

45,000

8/20/2003

8/20/2007

Common stock

45,000

stock options (right to buy)

3.399

8/20/2002

20,000

8/20/2003

8/20/2007

Common stock

20,000

Explanation of Responses:

~~By:~~The ~~/s/~~stock ~~Mark~~options ~~LeDoux~~disclosed ~~10/15/2002 ** Signature of Reporting Person Date SEC 1474 (8-02) Reminder: Report~~ on athe ~~separate~~second line ~~for each class~~ of ~~securities~~Table ~~beneficially~~II ~~owned~~vest ~~directly~~at ~~or indirectly. * If~~ the ~~form~~rate isof ~~filed by more than~~ one-third ~~reporting~~of ~~person,~~the ~~see~~options ~~Instruction~~granted ~~4(b)(v).~~on **each ~~Intentional misstatements or omissions~~ of ~~facts~~the ~~constitute~~first ~~Federal~~three ~~Criminal~~anniversaries ~~Violations~~of ~~See~~the 18date ~~U.S.C.~~of ~~1001 and 15 U~~grant.~~S.C.~~ ~~78ff(a).~~All ~~Note: File three copies~~ of ~~this~~these ~~Form,~~options ~~one~~(regardless of ~~which~~vesting) ~~must~~expire befive ~~manually~~years ~~signed.~~from Ifthe ~~space~~date isof ~~insufficient, see Instruction 6 for procedure~~grant.The ~~Potential~~stock ~~persons~~options ~~who~~disclosed ~~are~~on ~~to respond to~~ the ~~collection~~third line of ~~information~~Table ~~contained~~II inonly ~~this~~vest ~~form~~if ~~are~~certain ~~not~~performance ~~required~~criteria toare ~~respond~~achieved ~~unless~~for the ~~form~~fiscal ~~displays~~year aending ~~currently~~June ~~valid~~30, ~~OMB Number~~2003.

By:
/s/ Randell Weaver 11/19/2002
** Signature of Reporting Person Date

SEC 1474 (9-02)

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB Number.

Filing Compare · NATURAL ALTERNATIVES INTERNATIONAL INC