3//SEC Filing
YOUNG BRIAN D 3
Accession 0001181431-03-019087
CIK 0001220754other
Filed
Aug 17, 8:00 PM ET
Accepted
Aug 18, 1:28 PM ET
Size
8.1 KB
Accession
0001181431-03-019087
Insider Transaction Report
Form 3
YOUNG BRIAN D
10% Owner
Holdings
- (indirect: See Footnote.)
Series A Convertible Preferred Stock
Exercise: $2.80→ Class A Common Stock (1,318,682 underlying) - (indirect: See Footnote.)
Series B Convertible Preferred Stock
Exercise: $2.80→ Class A Common Stock (178,572 underlying) - (indirect: See Footnote.)
Series D Convertible Preferred Stock
Exercise: $4.72→ Class A Common Stock (275,134 underlying)
Footnotes (5)
- [F1]This Series A Convertible Preferred Stock was issued on November 26, 1997 to Eos Partners SBIC, L.P. and may be converted at the holder's option at any time or from time to time. Brian Young is a general partner of Eos Partners, L.P. Eos Partners, L.P. is the sole stockholder of Eos SBIC, Inc., which is the general partner of Eos SBIC General, L.P., which in turn is the general partner of Eos Partners SBIC, L.P. Accordingly, Mr. Young may be deemed to indirectly beneficially own the reported securities, which are directly owned by Eos Partners SBIC, L.P. Mr. Young disclaims beneficial ownership of all such securities that exceeds his pecuniary interest.
- [F2]This Series B Convertible Preferred Stock was issued on October 14, 1998 to Eos Partners SBIC, L.P. and may be converted at the holder's option at any time or from time to time. Brian Young is a general partner of Eos Partners, L.P. Eos Partners, L.P. is the sole stockholder of Eos SBIC, Inc., which is the general partner of Eos SBIC General, L.P., which in turn is the general partner of Eos Partners SBIC, L.P. Accordingly, Mr. Young may be deemed to indirectly beneficially own the reported securities, which are directly owned by Eos Partners SBIC, L.P. Mr. Young disclaims beneficial ownership of all such securities that exceeds his pecuniary interest.
- [F3]This Series D Convertible Preferred Stock was issued on December 6, 1999 and March 24, 2000 to Eos Partners SBIC II, L.P and may be converted at the holder's option at any time or from time to time. Brian Young is a general partner of Eos Partners, L.P. Eos Partners, L.P. is the sole stockholder of Eos SBIC II, Inc., which is the general partner of Eos SBIC General II, L.P., which in turn is the general partner of Eos Partners SBIC II, L.P. Accordingly, Mr. Young may be deemed to indirectly beneficially own the reported securities, which are directly owned by Eos Partners SBIC II, L.P. Mr. Young disclaims beneficial ownership of all such securities that exceeds his pecuniary interest.
- [F4]This amount takes into account a 3.5-for-1 reverse split of Class A Common Stock effected on May 19, 2003.
- [F5]There is no expiration date. The filing of this Statement shall not be construed as an admission (a) that the person filing this Statement is, for the purposes of Section 16 of the Securities Exchange Act of 1934 (as amended), the beneficial owner of any equity securities covered by this Statement, or (b) that this Statement is legally required to be filed by such person.
Documents
Issuer
PROVIDENCE SERVICE CORP
CIK 0001220754
Entity typeother
IncorporatedNY
Related Parties
1- filerCIK 0001084610
Filing Metadata
- Form type
- 3
- Filed
- Aug 17, 8:00 PM ET
- Accepted
- Aug 18, 1:28 PM ET
- Size
- 8.1 KB