FALMOUTH BANCORP INC 4

4 · FALMOUTH BANCORP INC · Filed Aug 29, 2003

Form 4

Period: 2003-08-21

Vice President

Transactions

Exercise/Conversion
Common Stock, par value $.01 per share
2003-08-21$13.38/sh+100$1,338→ 1,258 total(indirect: By Spouse)
Exercise/Conversion
Stock Option (right to buy)
2003-08-21−100→ 100 total
Exercise: $13.38From: 2001-01-21Exp: 2007-04-15→ Common Stock (100 underlying)

Holdings

Stock Option (right to buy)
Exercise: $22.00From: 2003-02-01Exp: 2012-03-19→ Common Stock (1,000 underlying)
1,000
Common Stock, par value $.01 per share
474
Common Stock, par value $.01 per share
(indirect: By IRA)
100
Common Stock, par value $.01 per share
(indirect: See note (1))
2,294
Stock Option (right to buy)
Exercise: $13.38From: 2002-01-21Exp: 2007-04-15→ Common Stock (300 underlying)
300

Footnotes (4)

[F1]Reflects the number of shares allocated to the reporting person's account under the Falmouth Bancorp, Inc. Employee Stock Ownershiip Plan ("ESOP") as of September 30, 2002. Pursuant to Rule 16a-3(f)(1)(i)(b), this nondiscretionary transaction occuring under the ESOP, a tax qualified plan, is exempt from the reporting requirements of Section 16(a) of the Securities Exchange Act,, as amended.
[F2]Reflects Stock Options granted to the reporting person under the 1997 Stock Option Plan for outside Directors, Officers and Employees of Falmouth Bancorp, Inc.
[F3]Reflects Stock Options granted to the reporting person under the 1997 Stock Option Plan for outside Directors, Officers and Employees of Falmouth Bancorp, Inc. where vesting will occur in 25% installments on an annual basis with the first installment scheduled to vest on 2/01/03.
[F4]Reflects a restricted stock award granted to the reporting person under the 1997 Recognition and Retention Plan for outside Directors, Officers and Employees of Falmouth Bancorp, Inc ("RRP") where vesting will occur in 25% installments on an annual basis with the first installment scheduled to vest on 2/1/03.

Documents

1 file