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4//SEC Filing

CATALYTICA ENERGY SYSTEMS INC 4

Accession 0001181431-03-021714

CIK 0001053361operating

Filed

Sep 2, 8:00 PM ET

Accepted

Sep 3, 6:00 PM ET

Size

7.6 KB

Accession

0001181431-03-021714

Insider Transaction Report

Form 4
Period: 2003-09-03
DALLA BETTA RALPH A
VP & Chief Technology Officer
Transactions
  • Award

    Common Stock

    2003-07-01$2.29/sh+4,233$9,71587,759 total
  • Award

    Incentive Stock Option (right to buy)

    2003-08-29+4,622258,863 total
    Exercise: $3.45From: 2004-02-29Exp: 2013-08-29Common Stock (4,622 underlying)
  • Award

    Non-Qualified Stock Option (right to buy)

    2003-08-29+5,378264,241 total
    Exercise: $3.45From: 2004-08-29Exp: 2013-08-29Common Stock (5,378 underlying)
Footnotes (5)
  • [F1]These shares were acquired through the Companys 2000 Employee Stock Purchase Plan.
  • [F2]These options were granted pursuant to the Catalytica Energy Systems Inc 1995 Stock Plan and are exempt pursuant to Rule 16b-3.
  • [F3]1/8 of these options become exercisable 6 months after the date of grant, with the remaining options vesting in 42 equal monthly installments beginning 7 months from the date of grant.
  • [F4]These options were granted pursuant to the Catalytica Energy Systems Inc 1995 Stock Plan and are exempt pursuant to Rule 16b-3.
  • [F5]1/8 of these options become exercisable 6 months after the date of grant, with the remaining options vesting in 42 equal monthly installments beginning 7 months from the date of grant.

Documents

1 file

Issuer

CATALYTICA ENERGY SYSTEMS INC

CIK 0001053361

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001053361

Filing Metadata

Form type
4
Filed
Sep 2, 8:00 PM ET
Accepted
Sep 3, 6:00 PM ET
Size
7.6 KB