4//SEC Filing
MULLAN JOHN H 4
Accession 0001181431-03-021817
CIK 0001133421other
Filed
Sep 3, 8:00 PM ET
Accepted
Sep 4, 1:41 PM ET
Size
21.8 KB
Accession
0001181431-03-021817
Insider Transaction Report
Form 4
MULLAN JOHN H
Corp. VP & Secretary
Transactions
- Exercise/Conversion
Common Stock
2003-09-02$80.50/sh+1,700$136,850→ 16,955 total - Exercise/Conversion
Common Stock
2003-09-02$78.55/sh+2,000$157,100→ 20,905 total - Award
Employee Stock Option (right to buy()
2003-09-02$95.65/sh+1,527$146,058→ 1,527 totalExercise: $95.65From: 2004-03-02Exp: 2006-12-18→ Common Stock (1,527 underlying) - Exercise/Conversion
Common Stock
2003-09-02$56.50/sh+163$9,210→ 18,905 total - Award
Employee Stock Option (right to buy)
2003-09-02$95.65/sh+1,769$169,205→ 3,769 totalExercise: $95.65From: 2004-03-02Exp: 2011-08-15→ Common Stock (1,769 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2003-09-02$78.55/sh−2,000$157,100→ 2,000 totalExercise: $78.55From: 2002-08-15Exp: 2011-08-15→ Common Stock (2,000 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2003-09-02$73.44/sh−1,787$131,233→ 1,225 totalExercise: $73.44From: 1999-12-16Exp: 2008-12-17→ Common Stock (1,787 underlying) - Award
Employee Stock Option (right to buy)
2003-09-02$95.65/sh+119$11,382→ 444 totalExercise: $95.65From: 2004-03-02Exp: 2009-11-23→ Common Stock (119 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2003-09-02$80.52/sh−1,700$136,884→ 0 totalExercise: $80.50From: 1997-12-17Exp: 2006-12-18→ Common Stock (1,700 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2003-09-02$56.50/sh−163$9,210→ 325 totalExercise: $56.50From: 2000-11-22Exp: 2009-11-23→ Common Stock (163 underlying) - Exercise/Conversion
Common Stock
2003-09-02$73.44/sh+1,787$131,233→ 18,742 total - Award
Employee Stock Option (right to buy)
2003-09-02$95.65/sh+1,520$145,388→ 2,745 totalExercise: $95.65From: 2004-03-02Exp: 2008-12-17→ Common Stock (1,520 underlying) - Tax Payment
Common Stock
2003-09-02$95.65/sh−4,541$434,347→ 16,364 total - Tax Payment
Common Stock
2003-09-02$95.65/sh−394$37,686→ 15,970 total
Holdings
- 1,250.49(indirect: See footnote.)
Common Stock
Footnotes (5)
- [F1]Grant and exercise of "reload" stock option in a transaction exempt under Rule 16b-3(d)(1). Represents stock options exercised.
- [F2]Total includes 640 remaining unvested Restricted Stock Rights granted pursuant to the 1993 Long Term Incentive Stock Plan (LTISP); the last two installments vest in increments of 320 shares on 11/22/03 and 11/22/04; 1,034 Restricted Performance Stock Rights (RPSRs) granted under the 1993 LTISP as to which the measurement period for the initial installment is 12/16/98 to 12/31/01 with performance determined subsequent thereto with delivery of shares made in 2002 and 2003. The measurement period for the two remaining installments will end on 12/31/03 with payments to be made in the following years 12/31/04 and 12/31/05; 2,000 RPSRs granted under the 2001 LTISP on 8/15/01 with the measurement period ending on 12/31/04; 2,000 RPSRs granted under the 2001 LTISP on 8/20/02 with the measurement period ending on 12/31/05; 2,000 RPSRs granted under the 2001 LTISP on 8/20/03 with the measurement period ending on 12/31/06.
- [F3]Grant and exercise of "reload" stock option in a transaction exempt under Rule 16b-3(d)(1). Represents already-owned shares delivered.
- [F4]Held in the Northrop Grumman Savings and Investment Plan, a qualified profit sharing plan, as of January 1, 2003. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a decrease in units attributable to an individual though no disposition occurred. Total includes 77 shares held in Plan in name of spouse.
- [F5]Grant and exercise of "reload" stock option in a transaction exempt under Rule 16b-3(d)(1). Represents reload option.
Documents
Issuer
NORTHROP GRUMMAN CORP /DE/
CIK 0001133421
Entity typeother
Related Parties
1- filerCIK 0001216510
Filing Metadata
- Form type
- 4
- Filed
- Sep 3, 8:00 PM ET
- Accepted
- Sep 4, 1:41 PM ET
- Size
- 21.8 KB