4//SEC Filing
FRONTENAC CO VII LLC 4
Accession 0001181431-03-023133
CIK 0001143363other
Filed
Sep 14, 8:00 PM ET
Accepted
Sep 15, 3:34 PM ET
Size
17.5 KB
Accession
0001181431-03-023133
Insider Transaction Report
Form 4
CARBERY PAUL D
Other
Transactions
- Sale
Common Stock, par value $0.01 per share
2003-09-11$16.68/sh−25,000$417,038→ 2,837,870 total(indirect: See below) - Other
Common Stock, par value $0.01 per share
2003-09-11$17.00/sh−500,000$8,500,000→ 2,837,870 total(indirect: See below)
KOLDYKE M LAIRD
Other
Transactions
- Other
Common Stock, par value $0.01 per share
2003-09-11$17.00/sh−500,000$8,500,000→ 2,837,870 total(indirect: See below) - Sale
Common Stock, par value $0.01 per share
2003-09-11$16.68/sh−25,000$417,038→ 2,837,870 total(indirect: See below)
CRAWFORD JAMES III
Director
Transactions
- Other
Common Stock, par value $0.01 per share
2003-09-11$17.00/sh−500,000$8,500,000→ 2,837,870 total(indirect: See below) - Sale
Common Stock, par value $0.01 per share
2003-09-11$16.68/sh−25,000$417,038→ 2,837,870 total(indirect: See below)
COWIE JAMES E
Other
Transactions
- Sale
Common Stock, par value $0.01 per share
2003-09-11$16.68/sh−25,000$417,038→ 2,837,870 total(indirect: See below) - Other
Common Stock, par value $0.01 per share
2003-09-11$17.00/sh−500,000$8,500,000→ 2,837,870 total(indirect: See below)
KOLDYKE MARTIN J
Other
Transactions
- Sale
Common Stock, par value $0.01 per share
2003-09-11$16.68/sh−25,000$417,038→ 2,837,870 total(indirect: See below) - Other
Common Stock, par value $0.01 per share
2003-09-11$17.00/sh−500,000$8,500,000→ 2,837,870 total(indirect: See below)
FRONTENAC VII LP
10% OwnerOther
Transactions
- Other
Common Stock, par value $0.01 per share
2003-09-11$17.00/sh−500,000$8,500,000→ 2,837,870 total(indirect: See below) - Sale
Common Stock, par value $0.01 per share
2003-09-11$16.68/sh−25,000$417,038→ 2,837,870 total(indirect: See below)
GOLDSTEIN RODNEY L
Other
Transactions
- Sale
Common Stock, par value $0.01 per share
2003-09-11$16.68/sh−25,000$417,038→ 2,837,870 total(indirect: See below) - Other
Common Stock, par value $0.01 per share
2003-09-11$17.00/sh−500,000$8,500,000→ 2,837,870 total(indirect: See below)
FRONTENAC CO VII LLC
10% Owner
Transactions
- Other
Common Stock, par value $0.01 per share
2003-09-11$17.00/sh−500,000$8,500,000→ 2,837,870 total(indirect: See below) - Sale
Common Stock, par value $0.01 per share
2003-09-11$16.68/sh−25,000$417,038→ 2,837,870 total(indirect: See below)
PEARL LAURA P
Other
Transactions
- Other
Common Stock, par value $0.01 per share
2003-09-11$17.00/sh−500,000$8,500,000→ 2,837,870 total(indirect: See below) - Sale
Common Stock, par value $0.01 per share
2003-09-11$16.68/sh−25,000$417,038→ 2,837,870 total(indirect: See below)
SILVERMAN JEREMY H
Other
Transactions
- Other
Common Stock, par value $0.01 per share
2003-09-11$17.00/sh−500,000$8,500,000→ 2,837,870 total(indirect: See below) - Sale
Common Stock, par value $0.01 per share
2003-09-11$16.68/sh−25,000$417,038→ 2,837,870 total(indirect: See below)
Footnotes (5)
- [F1]Frontenac VII LP ("FVII") distributed 500,000 shares of Common Stock of the Issuer on September 11, 2003 in a pro rata distribution to its limited partners. After such distribution, FVII holds 2,702,705 shares of the Common Stock of the Issuer.
- [F2]Frontenac Company VII, L.L.C. ("Frontenac LLC") may be deemed to beneficially own 2,837,870 shares of the Common Stock of the Issuer, which includes 2,702,705 shares held by FVII and 135,165 shares held by Frontenac Masters VII LP ("Masters").
- [F3]Frontenac LLC is the general partner of FVII and has the sole power to direct the vote and disposition of the shares held by FVII. James E. Crawford III, Paul D. Carbery, James E. Cowie, Rodney L. Goldstein, Martin J. Koldyke, M. Laird Koldyke, Laura P. Pearl and Jeremy H. Silverman are members of Frontenac LLC and have the shared power to direct the voting and disposition of the shares directly held by FVII. As a result of the foregoing, Frontenac LLC and each member of the LLC may be deemed to have indirect beneficial ownership of the 2,702,705 shares of Common Stock of the Issuer held by FVII. Beneficial ownership of the shares held by FVII is disclaimed by Frontenac LLC and each member of Frontenac LLC. The filing of this form shall not be deemed an admission that Frontenac LLC or any member of Frontenac LLC is, for purposes of Section 16 or otherwise, the beneficial owner of such shares.
- [F4]Frontenac LLC is the general partner of Masters and has the sole power to direct the vote and disposition of the shares held by Masters. James E. Crawford III, Paul D. Carbery, James E. Cowie, Rodney L. Goldstein, Martin J. Koldyke, M. Laird Koldyke, Laura P. Pearl and Jeremy H. Silverman are members of Frontenac LLC and have the shared power to direct the voting and disposition of the shares directly held by Masters. As a result of the foregoing, Frontenac LLC and each member of the LLC may be deemed to have indirect beneficial ownership of the 135,165 shares of Common Stock of the Issuer held by Masters. Beneficial ownership of the shares held by Masters is disclaimed by Frontenac LLC and each member of Frontenac LLC. The filing of this form shall not be deemed an admission that Frontenac LLC or any member of Frontenac LLC is, for purposes of Section 16 or otherwise, the beneficial owner of such shares.
- [F5]Masters sold 25,000 shares of Common Stock of the Issuer on September 11, 2003. After such sale, Masters holds 135,165 shares of Common Stock of the Issuer.
Documents
Issuer
SI INTERNATIONAL INC
CIK 0001143363
Entity typeother
Related Parties
1- filerCIK 0001037059
Filing Metadata
- Form type
- 4
- Filed
- Sep 14, 8:00 PM ET
- Accepted
- Sep 15, 3:34 PM ET
- Size
- 17.5 KB