Home/Filings/4/0001181431-03-024237
4//SEC Filing

CARPENTER R ELLIOT 4

Accession 0001181431-03-024237

CIK 0001122787other

Filed

Sep 23, 8:00 PM ET

Accepted

Sep 24, 4:24 PM ET

Size

12.2 KB

Accession

0001181431-03-024237

Insider Transaction Report

Form 4
Period: 2003-09-22
CARPENTER R ELLIOT
Vice President & CFO
Transactions
  • Exercise/Conversion

    Common Stock

    2003-09-22$3.87/sh+20,835$80,63124,377 total
  • Sale

    Common Stock

    2003-09-22$9.72/sh20,835$202,4543,542 total
  • Exercise/Conversion

    Non-qualified Stock Option (right to buy)

    2003-09-2220,83562,505 total
    Exercise: $3.87From: 2003-08-13Exp: 2012-08-13Common Stock (20,835 underlying)
Footnotes (3)
  • [F1]Shares sold pursuant to a 10b5-1 trading plan adopted by the reporting person on 8/25/03.
  • [F2]Includes 750 shares acquired on 2/17/03, and an additional 750 shares acquired on 8/15/03, under the Roxio 2001 Employee Stock Purchase Plan.
  • [F3]The option originally covered 83,340 shares and was granted on 8/13/02. The option vests at a rate of 25% on 8/13/03 and 6.25% of the option granted vesting quarterly thereafter.

Issuer

ROXIO INC

CIK 0001122787

Entity typeother

Related Parties

1
  • filerCIK 0001241588

Filing Metadata

Form type
4
Filed
Sep 23, 8:00 PM ET
Accepted
Sep 24, 4:24 PM ET
Size
12.2 KB