4//SEC Filing
LEOW C HOCK 4
Accession 0001181431-03-024460
CIK 0001043639other
Filed
Sep 25, 8:00 PM ET
Accepted
Sep 26, 12:22 PM ET
Size
17.9 KB
Accession
0001181431-03-024460
Insider Transaction Report
Form 4
SIGMATEL INCSGTL
LEOW C HOCK
Director
Transactions
- Conversion
Common Stock
2003-09-24+2,097→ 2,097 total - Conversion
Common Stock
2003-09-24+18,333→ 18,333 total - Conversion
10% Convertible Debentures due 2006
2003-09-24−5,095→ 0 totalExercise: $2.57From: 2001-04-10Exp: 2006-04-10→ Series I Convertible Preferred Stock (5,095 underlying) - Conversion
Series I Convertible Preferred Stock
2003-09-24$2.57/sh+5,095$13,094→ 5,095 totalExercise: $0.00From: 2003-09-24Exp: 1988-08-08→ Common Stock (2,097 underlying) - Conversion
Series J Convertible Preferred Stock
2003-09-24−22,000→ 0 totalExercise: $0.00From: 2003-02-21Exp: 1988-08-08→ Common Stock (18,333 underlying) - Conversion
Common Stock
2003-09-24+35,755→ 35,755 total - Conversion
Series H Convertible Preferred Stock
2003-09-24−47,000→ 0 totalExercise: $0.00From: 2000-08-15Exp: 1988-08-08→ Common Stock (35,755 underlying)
Holdings
- 40,000
Common Stock
Footnotes (5)
- [F1]These securities were received upon the automatic conversion of shares of preferred stock held by the reporting person upon the closing of SigmaTel's initial public offering.
- [F2]The securities convert into Common Stock at a ratio of .41 shares of Common Stock for each share of Series I Convertible Preferred Stock.
- [F3]The securities convert into Common Stock at a ratio of .76 shares of Common Stock for each share of Series H Convertible Preferred Stock.
- [F4]The securities convert into Common Stock at a ratio of .83 shares of Common Stock for each share of Series J Convertible Preferred Stock.
- [F5]The data "08/08/1988" is included in this box pursuant to instructions from the Securities and Exchange Commission because this box may not be left blank. These securities are Serial Preferred Stock of SigmaTel and do not expire on a specified date. As is disclosed in this Form 4, these securities automatically converted into shares of SigmaTel's Common Stock upon the effectivness of SigmaTel's initial public offering.
Issuer
SIGMATEL INC
CIK 0001043639
Entity typeother
Related Parties
1- filerCIK 0001263261
Filing Metadata
- Form type
- 4
- Filed
- Sep 25, 8:00 PM ET
- Accepted
- Sep 26, 12:22 PM ET
- Size
- 17.9 KB