RIESER RICHARD M JR 4
4 · FIRST OAK BROOK BANCSHARES INC · Filed Oct 3, 2003
Insider Transaction Report
Form 4
RIESER RICHARD M JR
DirectorPresident
Transactions
- Exercise/Conversion
Employee Stock Options (Right to Buy)
2003-10-01−30,000→ 54,600 totalExercise: $7.59From: 1997-12-27Exp: 2006-12-27→ Common Stock (30,000 underlying) - Exercise/Conversion
Common Stock
2003-10-01$7.59/sh+30,000$227,700→ 400,256 total
Holdings
- 22,952(indirect: see footnote #1)
Common Stock
- 8,454(indirect: see footnote #2)
Common Stock
- 7,200(indirect: see footnote #3)
Common Stock
Footnotes (5)
- [F1]Represents shares of Common Stock owned by the Reporting Person's spouse.
- [F2]These shares of Common Stock are held pursuant to the Issuer's "Stock Bonus Plan". The shares represent the Reporting Person's pro rata interest in the aggregate shares held by the Plan's trust as of December 31, 2002.
- [F3]Represents shares of Common Stock owned by an irrevocable living trust in which the Reporting Person is a co-trustee for the benefit of his son, the Reporting Person disclaims any present beneficial interest, but does share voting and investment power in the trust.
- [F4]Options are exercisable in 33 1/3% increments each year beginning one year after the date of grant.
- [F5]This transaction represents the exercise of a derivative security; as such, the exercise price has been reported in column 2 of Table II.